Noble Wealth Management PBC
Holdings as of 2026-09-30, filed 2026-10-01 · recorded 2026-10-02 03:50:11.313 UTC
This is history, not a current position. These holdings describe 2026-09-30, and the report became public 1 days later. The portfolio has changed since.
Aggregates
computed from the positions belowPositions reported
786
Value reported by manager
$223.4M
Sum of our stored positions
$221.4M
should match the line above
Disclosure lag
1 d
quarter end to filing
Top 5 concentration
14.4%
of the positions shown
New positions
101
vs previous quarter
Exited
95
vs previous quarter
Option positions
8
puts and calls
Positions
200 largest shown| Issuer | Class | Value | Shares | Type | CUSIP |
|---|---|---|---|---|---|
| PIMCO DYNAMIC INCOME FD SHS | CEF | $7.4M | 524,175 | — | 72201Y101 |
| APPLE INC COM | Stock | $7.3M | 22,057 | — | 037833100 |
| SPDR GOLD SHARES | ETF | $5.5M | 14,526 | — | 78463V107 |
| FIDELITY ENHANCED INTERNATIONAL ETF | ETF | $5.5M | 138,590 | — | 31609A404 |
| VISTASHARES ARTIFICIAL INTELLIGENCE SUPERCYCLE ETF | ETF | $4.5M | 60,095 | — | 45259A845 |
| NVIDIA CORPORATION COM | Stock | $4.2M | 18,609 | — | 67066G104 |
| PIMCO CORPORATE & INCOME OPPOR COM | CEF | $4M | 363,339 | — | 72201B101 |
| BNY MELLON DYNAMIC VALUE ETF | ETF | $4M | 117,612 | — | 05613H100 |
| WISDOMTREE TRUE EMERGING MARKETS FUND | ETF | $4M | 129,568 | — | 97717Y535 |
| FT VEST LADDERED BUFFER ETF | ETF | $3.8M | 100,862 | — | 33740F755 |
| FLAHERTY & CRUMRINE TOTAL RETU COM | CEF | $3.7M | 237,041 | — | 338479108 |
| PIMCO CORPORATE & INCM STRG FD COM | CEF | $3.6M | 341,525 | — | 72200U100 |
| INVESCO S&P SMALLCAP MOMENTUM ETF | ETF | $3.6M | 44,255 | — | 46137V498 |
| INVESCO QQQ TRUST SERIES I | ETF | $3.5M | 4,739 | — | 46090E103 |
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | ETF | $3.4M | 132,664 | — | 72201R585 |
| FS CREDIT OPPORTUNITIES CORP COMMON STOCK | CEF | $3.3M | 637,478 | — | 30290Y101 |
| ASA GOLD AND PRECIOUS MTLS LMT SHS | CEF | $3.3M | 58,666 | — | G3156P103 |
| ALGER AI ENABLERS & ADOPTERS ETF | ETF | $3.1M | 67,522 | — | 015564503 |
| FUNDSTRAT GRANNY SHOTS US LARGE CAP ETF | ETF | $3.1M | 110,542 | — | 886364231 |
| INVESCO S&P MIDCAP MOMENTUM ETF | ETF | $2.9M | 19,971 | — | 46137V464 |
| BLUEROCK PVT REAL ESTATE FD COM | CEF | $2.8M | 226,094 | — | 09631P102 |
| AMAZON COM INC COM | Stock | $2.8M | 11,139 | — | 023135106 |
| ANGEL OAK FINL STRATEGIES INCM COM BEN INT | CEF | $2.7M | 229,140 | — | 03464A100 |
| FIDELITY INVESTMENT GRADE BOND ETF | ETF | $2.6M | 62,845 | — | 316188606 |
| ARROWMARK FINANCIAL CORP COM | CEF | $2.5M | 123,765 | — | 861780104 |
| THORNBURG INTERNATIONAL EQUITY ETF | ETF | $2.4M | 68,200 | — | 88521L306 |
| FT VEST LADDERED AUTOCALLABLE BARRIER & INCOME ETF | ETF | $2.3M | 110,834 | — | 33733E690 |
| FS SPECIALTY LENDING FD COM SH BEN INT | CEF | $2.3M | 196,519 | — | 644323107 |
| PACER US LARGE CAP CASH COWS GROWTH LEADERS ETF | ETF | $2.1M | 53,312 | — | 69374H360 |
| ANGEL OAK INCOME ETF | ETF | $2.1M | 105,634 | — | 03463K760 |
| ALPHABET INC CAP STK CL A | Stock | $2.1M | 6,174 | — | 02079K305 |
| GOLDMAN SACHS EQUAL WEIGHT U.S. LARGE CAP EQUITY ETF | ETF | $2.1M | 22,546 | — | 381430438 |
| VANGUARD MORNINGSTAR SMALL-CAP ETF | ETF | $2M | 7,119 | — | 922908751 |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - DECEMBER | ETF | $2M | 41,729 | — | 45782C540 |
| PIMCO ACCESS INCOME FUND SHS BENFIN INT | CEF | $1.9M | 147,286 | — | 72203T100 |
| INVESCO S&P 500 EQUAL WEIGHT ETF | ETF | $1.9M | 9,123 | — | 46137V357 |
| FIDELITY ENHANCED MID CAP CORE ETF | ETF | $1.8M | 45,363 | — | 31609A503 |
| WISDOMTREE EMERGING MARKETS QUALITY DIVIDEND GROWTH FUND | ETF | $1.8M | 45,110 | — | 97717W323 |
| ISHARES CORE S&P MID-CAP ETF | ETF | $1.8M | 24,799 | — | 464287507 |
| ISHARES GOLD TRUST | ETF | $1.7M | 21,503 | — | 464285204 |
| NYLIM MACKAY DEFINEDTERM MUNI COM | CEF | $1.6M | 120,018 | — | 56064K100 |
| DOUBLELINE YIELD OPPORTUNITIES COM | CEF | $1.6M | 117,405 | — | 25862D105 |
| ISHARES CORE S&P SMALL CAP ETF | ETF | $1.5M | 11,321 | — | 464287804 |
| BROOKFIELD REAL ASSETS INCOME SHS BEN INT | CEF | $1.5M | 131,278 | — | 112830104 |
| FT VEST U.S. EQUITY EQUAL WEIGHT BUFFER ETF - SEPTEMBER | ETF | $1.5M | 64,598 | — | 33740F185 |
| SERVICENOW INC COM | Stock | $1.5M | 10,910 | — | 81762P102 |
| BLACKROCK SCIENCE & TECHNOLOGY SHS BEN INT | CEF | $1.4M | 48,250 | — | 09260K101 |
| FIRST TR INTER DURATN PFD & IN COM | CEF | $1.4M | 85,758 | — | 33718W103 |
| COSTCO WHOLESALE CORPORATION COM | Stock | $1.4M | 1,500 | Put | 22160K105 |
| TCW STRATEGIC INCOME FD INC COM | CEF | $1.4M | 314,258 | — | 872340104 |
| VANGUARD REAL ESTATE ETF | ETF | $1.3M | 15,010 | — | 922908553 |
| PALANTIR TECHNOLOGIES INC CL A | Stock | $1.3M | 6,908 | — | 69608A108 |
| MICROSOFT CORP COM | Stock | $1.2M | 2,409 | — | 594918104 |
| FT VEST U.S. EQUITY EQUAL WEIGHT BUFFER ETF - MARCH | ETF | $1.2M | 51,510 | — | 33740U398 |
| ROUNDHILL MEMORY ETF | ETF | $1.2M | 20,209 | — | 77926X320 |
| ISHARES MSCI USA QUALITY FACTOR ETF | ETF | $1.2M | 5,231 | — | 46432F339 |
| BLACKROCK MUNIASSETS FD INC COM | CEF | $1.1M | 120,316 | — | 09254J102 |
| ROUNDHILL GENERATIVE AI & TECHNOLOGY ETF | Stock | $1.1M | 12,430 | — | 88636J600 |
| PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND | ETF | $1.1M | 10,962 | — | 72201R833 |
| ISHARES MSCI USA VALUE FACTOR ETF | ETF | $1.1M | 5,399 | — | 46432F388 |
| BLACKROCK TAX MUNICPAL BD TR SHS | CEF | $1M | 71,547 | — | 09248X100 |
| FT VEST U.S. EQUITY ENHANCE & MODERATE BUFFER ETF - SEPTEMBER | ETF | $991.1K | 21,890 | — | 33740U810 |
| PIMCO DYNAMIC INCOME STRATEGY COM SHS BEN INT | CEF | $988.1K | 48,675 | — | 69346N107 |
| ABERDEEN MUN INCOME FD SH BEN INT | CEF | $982K | 202,469 | — | 552738106 |
| ISHARES MSCI EAFE ETF | ETF | $979.3K | 9,426 | — | 464287465 |
| FLAHERTY & CRUMRIN PFD & INM S COM | CEF | $976.9K | 65,387 | — | 338478100 |
| GUGGENHEIM SECURITIZED INCOME ETF | ETF | $974.1K | 19,690 | — | 40169J465 |
| SPACE EXPLORATION TECHN CORP CLASS A COM STK | Stock | $958.7K | 6,355 | — | 84615Q103 |
| DESTINY TECH100 INC COM SHS | CEF | $944.5K | 30,617 | — | 25063F107 |
| ISHARES CORE S&P 500 ETF | ETF | $926.7K | 1,210 | — | 464287200 |
| JAPAN SMALLER CAPITALIZATION F COM | CEF | $912.3K | 72,405 | — | 47109U104 |
| INNOVATOR EQUITY DEFINED PROTECTION ETF - 1 YR SEPTEMBER | ETF | $898K | 32,254 | — | 45784N106 |
| RIVERNORTH FLEXIBLE MUNI INCME COM | CEF | $867K | 74,103 | — | 76883Y107 |
| STATE STREET SPDR S&P 500 ETF | ETF | $863.3K | 1,132 | — | 78462F103 |
| FLAHERTY & CRUMRINE PFD INCOME COM | CEF | $845.4K | 97,961 | — | 33848E106 |
| WISDOMTREE US QUALITY DIVIDEND GROWTH FUND | ETF | $807.9K | 8,308 | — | 97717X669 |
| VANGUARD MORNINGSTAR MID-CAP ETF | ETF | $794.4K | 10,131 | — | 922908629 |
| INNOVATOR U.S. EQUITY ACCELERATED 9 BUFFER ETF - JANUARY | ETF | $770.4K | 22,195 | — | 45783Y780 |
| ROUNDHILL MAGNIFICENT SEVEN ETF | ETF | $755.3K | 10,535 | — | 53656G498 |
| RAREVIEW DYNAMIC FIXED INCOME ETF | ETF | $744.6K | 34,353 | — | 19423L722 |
| META PLATFORMS INC CL A | Stock | $725.2K | 1,000 | Put | 30303M102 |
| FRANKLIN MUN OPPORTUNITIES TR SH BEN INT | CEF | $723.9K | 79,196 | — | 746922103 |
| ELI LILLY & CO COM | Stock | $698K | 603 | — | 532457108 |
| FT VEST INTERNATIONAL EQUITY MODERATE BUFFER ETF - SEPTEMBER | ETF | $680.8K | 24,030 | — | 33740U828 |
| NEUBERGER MUN FD INC COM | CEF | $679.4K | 74,739 | — | 64124P101 |
| NUVEEN TAXABLE MUNICPAL INM FD COM | CEF | $660.3K | 46,205 | — | 67074C103 |
| ALLIANCEBERNSTEIN NATL MUN INM COM | CEF | $651.4K | 68,350 | — | 01864U106 |
| BLACKROCK MUNIHOLDINGS FD INC COM | CEF | $648K | 63,159 | — | 09253N104 |
| ISHARES CORE MSCI EAFE ETF | ETF | $641.3K | 6,620 | — | 46432F842 |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | ETF | $633.4K | 3,932 | — | 921910840 |
| GOLDMAN SACHS NASDAQ-100 PREMIUM INCOME ETF | ETF | $624.9K | 10,778 | — | 38149W630 |
| BLACKROCK MUNIYIELD QUALITY FD COM | CEF | $612.7K | 63,620 | — | 09254E103 |
| ISHARES MSCI EMERGING MARKETS ETF | ETF | $612.1K | 9,165 | — | 464287234 |
| SIMPLIFY US EQUITY PLUS CONVEXITY ETF | ETF | $604.7K | 13,279 | — | 82889N103 |
| MASTERCARD INCORPORATED CL A | Stock | $585.1K | 1,061 | — | 57636Q104 |
| ISHARES SILVER TRUST | ETF | $571.5K | 10,484 | — | 46428Q109 |
| PIMCO MUN INCOME FD II COM | CEF | $571.3K | 86,950 | — | 72200W106 |
| JPMORGAN CHASE & CO COM | Stock | $570.7K | 1,725 | — | 46625H100 |
| ISHARES ULTRA SHORT DURATION BOND ACTIVE ETF | ETF | $565.9K | 11,228 | — | 46434V878 |
| NEUBERGER NEXT GENERATION COMMON STOCK | CEF | $559.1K | 35,633 | — | 64133Q108 |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - FEBRUARY | ETF | $547.7K | 12,433 | — | 45782C417 |
| FIRST TR MTG INCOME FD COM SHS | CEF | $533.9K | 47,993 | — | 33734E103 |
| ALPHABET INC CAP STK CL C | Stock | $511.1K | 1,500 | Put | 02079K107 |
| NEUBERGER ENGY INFRSTR & INC COM | CEF | $505.8K | 50,992 | — | 64129H104 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | $493.5K | 991 | — | 084670702 |
| MICRON TECHNOLOGY INC COM | Stock | $478.5K | 449 | — | 595112103 |
| WALMART INC COM | Stock | $467.3K | 4,497 | — | 931142103 |
| SNOWFLAKE INC COM SHS | Stock | $460.4K | 1,356 | — | 833445109 |
| PGIM SHORT DUR HIG YLD OPP FD COM | CEF | $436.9K | 28,686 | — | 69355J104 |
| FEDERATED HERMES PREM MUNI INM COM | CEF | $414.7K | 42,100 | — | 31423P108 |
| ISHARES RUSSELL 2000 ETF | ETF | $410.7K | 1,478 | — | 464287655 |
| WESTERN ASSET MTG DEFINED OPPO COM | CEF | $409.2K | 42,987 | — | 95790B109 |
| PIMCO INCOME STRATEGY FD II COM | CEF | $409K | 65,544 | — | 72201J104 |
| CALAMOS AUTOCALLABLE INCOME ETF | ETF | $407.2K | 15,298 | — | 12811T571 |
| CHARLES SCHWAB CORP (THE) COM | Stock | $392.6K | 4,017 | — | 808513105 |
| ROBO GLOBAL ROBOTICS & AUTOMATION INDEX ETF | ETF | $389.3K | 4,839 | — | 301505707 |
| ISHARES CORE MSCI EMERGING MARKETS ETF | ETF | $380K | 4,682 | — | 46434G103 |
| VANGUARD MORNINGSTAR MID-CAP GROWTH ETF | ETF | $379.7K | 1,300 | — | 922908538 |
| BNY MELLON STRATEGIC MUN BD FD COM | CEF | $378.9K | 72,733 | — | 09662E109 |
| SIMPLIFY BARRIER INCOME ETF | ETF | $372.2K | 14,684 | — | 82889N335 |
| ISHARES BITCOIN TRUST ETF | ETF | $364.8K | 7,705 | — | 46438F101 |
| COHEN & STEERS SELECT PFD & IN COM | CEF | $363.8K | 20,055 | — | 19248Y107 |
| NUVEEN MUN CR OPPORTUNITIES FD COM | CEF | $358.1K | 40,279 | — | 670663103 |
| BLACKROCK CR ALLOCATION COM | CEF | $349.4K | 37,533 | — | 092508100 |
| NVIDIA CORPORATION COM | Stock | $342.6K | 1,500 | Put | 67066G104 |
| BLACKROCK SCIENCE & TECHNOLOGY SHS | CEF | $342.3K | 6,850 | — | 09258G104 |
| VISA INC COM CL A | Stock | $322.1K | 896 | — | 92826C839 |
| META PLATFORMS INC CL A | Stock | $320.7K | 442 | — | 30303M102 |
| FT VEST U.S. EQUITY MODERATE BUFFER ETF - SEPTEMBER | ETF | $311.1K | 7,385 | — | 33740U711 |
| FT VEST U.S. EQUITY MODERATE BUFFER ETF - MARCH | ETF | $304.1K | 6,722 | — | 33740F482 |
| ISHARES S&P MID-CAP 400 GROWTH ETF | ETF | $300K | 2,737 | — | 464287606 |
| ALPS ELECTRIFICATION INFRASTRUCTURE ETF | ETF | $299.5K | 7,781 | — | 00162Q338 |
| COHEN & STEERS INFRASTRUCTURE COM | CEF | $295.8K | 12,000 | — | 19248A109 |
| WESTERN ASSET INTER MUNI COM | CEF | $283.6K | 40,575 | — | 958435109 |
| ADVANCED MICRO DEVICES INC COM | Stock | $283.2K | 463 | — | 007903107 |
| ISHARES RUSSELL MIDCAP ETF | ETF | $282.6K | 2,648 | — | 464287499 |
| NUVEEN MUN HIGH INCOME OPPORTU COM | CEF | $278.9K | 31,122 | — | 670682103 |
| BLACKROCK MUNIYILD QULT FD INC COM | CEF | $277.3K | 27,927 | — | 09254F100 |
| ISHARES MSCI USA MIN VOL FACTOR ETF | ETF | $266.4K | 2,734 | — | 46429B697 |
| WISDOMTREE EFFICIENT GOLD PLUS EQUITY STRATEGY FUND | ETF | $262.2K | 4,115 | — | 97717Y568 |
| PIMCO HIGH INCOME FD COM SHS | CEF | $260.7K | 63,581 | — | 722014107 |
| ISHARES 1-3 YEAR TREASURY BOND ETF | ETF | $259.8K | 3,199 | — | 464287457 |
| PIMCO INCOME STRATEGY FD COM | CEF | $258.5K | 37,462 | — | 72201H108 |
| FT VEST U.S. EQUITY DUAL DIRECTIONAL BUFFER ETF - AUGUST | ETF | $256.6K | 7,600 | — | 33740U315 |
| VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | $255.5K | 3,619 | — | 921943858 |
| AXON ENTERPRISE INC COM | Stock | $253.5K | 600 | Put | 05464C101 |
| FT VEST NASDAQ-100 BUFFER ETF - SEPTEMBER | ETF | $244.6K | 6,693 | — | 33740U836 |
| BROADCOM INC COM | Stock | $239.7K | 683 | — | 11135F101 |
| SALESFORCE INC COM | Stock | $229.6K | 1,000 | Put | 79466L302 |
| SHOPIFY INC CL A SUB VTG SHS | Stock | $222.5K | 1,500 | Put | 82509L107 |
| TOTAL RETURN SECURITIES FUND COM | CEF | $221.6K | 38,882 | — | 870875101 |
| FT VEST U.S. EQUITY MODERATE BUFFER ETF - JAN | ETF | $219.3K | 4,758 | — | 33740F516 |
| GUGGENHEIM TAXABLE MUNICP BOND COM | CEF | $218K | 17,525 | — | 401664107 |
| VANECK SEMICONDUCTOR ETF | ETF | $217.5K | 357 | — | 92189F676 |
| NEOS S&P 500 HIGH INCOME ETF | ETF | $215.3K | 4,050 | — | 78433H303 |
| FT VEST U.S. EQUITY BUFFER ETF - SEPTEMBER | ETF | $206.2K | 3,610 | — | 33740U307 |
| BLACKROCK CORPOR HI YLD FD INC COM | CEF | $203.8K | 26,000 | — | 09255P107 |
| ISHARES RUSSELL MID-CAP GROWTH ETF | ETF | $201.2K | 1,461 | — | 464287481 |
| RIVERNORTH FLEXIBLE MUN INCOME COM | CEF | $197.1K | 15,342 | — | 76883H104 |
| HANCOCK JOHN INVS TR COM | CEF | $194.5K | 15,750 | — | 410142103 |
| FT VEST U.S. EQUITY DEEP BUFFER ETF - AUGUST | ETF | $190.2K | 4,000 | — | 33740F854 |
| ABRDN PHYSICAL PLATINUM SHARES ETF | ETF | $189.7K | 12,310 | — | 003260106 |
| COREWEAVE INC COM CL A | Stock | $187.7K | 2,155 | — | 21873S108 |
| FIDELITY WISE ORIGIN BITCOIN FUND | ETF | $185.1K | 2,548 | — | 315948109 |
| INNOVATOR EMERGING MARKETS POWER BUFFER ETF - OCTOBER | ETF | $184K | 5,200 | — | 45782C623 |
| VANGUARD MORNINGSTAR MID-CAP VALUE ETF | ETF | $183.2K | 937 | — | 922908512 |
| SHELL PLC SPON ADS | ADR | $179.3K | 1,886 | — | 780259305 |
| PIMCO DYNAMIC INCOME OPRNTS FD COM BEN SHS | CEF | $177.8K | 14,991 | — | 69355M107 |
| LUMENTUM HLDGS INC COM | Stock | $177.7K | 183 | — | 55024U109 |
| COSTCO WHOLESALE CORPORATION COM | Stock | $176.8K | 194 | — | 22160K105 |
| STATE STREET SPDR S&P MIDCAP 400 ETF TRUST | ETF | $168.8K | 257 | — | 78467Y107 |
| DEFIANCE QUANTUM ETF | ETF | $168.3K | 1,110 | — | 26922A420 |
| FRANKLIN MANAGED MUN INCOME TR COM | CEF | $159.4K | 29,293 | — | 746823103 |
| SCHWAB INTERNATIONAL EQUITY ETF | ETF | $158.6K | 5,772 | — | 808524805 |
| INNOVATOR GROWTH-100 POWER BUFFER ETF- OCTOBER | ETF | $154.9K | 2,403 | — | 45782C615 |
| INNOVATOR EQUITY AUTOCALLABLE INCOME STRATEGY ETF | ETF | $153.1K | 6,500 | — | 45784N593 |
| BLACKROCK 2037 MUNICIPAL TARG COM | CEF | $152.7K | 6,941 | — | 09262G108 |
| VANGUARD FTSE EMERGING MARKETS ETF | ETF | $152.5K | 2,572 | — | 922042858 |
| SPACE EXPLORATION TECHN CORP CLASS A COM STK | Stock | $150.9K | 1,000 | Put | 84615Q103 |
| NUVEEN MUN CR INCOME FD COM SH BEN INT | CEF | $149.8K | 13,829 | — | 67070X101 |
| GLOBAL E ONLINE LTD SHS | Stock | $149.2K | 3,755 | — | M5216V106 |
| BNY MELLON STRATEGIC MUNS INC COM | CEF | $148.8K | 26,756 | — | 05588W108 |
| BLACKSTONE STRATEGIC CRED 2027 COM SHS BEN IN | CEF | $147.5K | 13,120 | — | 09257R101 |
| VANECK URANIUM AND NUCLEAR ETF | ETF | $138.9K | 1,343 | — | 92189F601 |
| STATE STREET SPDR PORTFOLIO S&P 500 VALUE ETF | ETF | $137.9K | 2,256 | — | 78464A508 |
| TWILIO INC CL A | Stock | $136K | 465 | — | 90138F102 |
| D-WAVE QUANTUM INC COM | Stock | $135K | 8,150 | — | 26740W109 |
| HOME DEPOT INC COM | Stock | $132.3K | 465 | — | 437076102 |
| APPLIED MATLS INC COM | Stock | $131.4K | 257 | — | 038222105 |
| GE VERNOVA INC COM | Stock | $131.3K | 138 | — | 36828A101 |
| FIRST TRUST DEVELOPED MARKETS EX-US SMALL CAP ALPHADEX FUND | ETF | $131K | 1,850 | — | 33737J406 |
| ISHARES 7-10 YEAR TREASURY BOND ETF | ETF | $127.4K | 1,427 | — | 464287440 |
| RUBRIK INC. CL A | Stock | $124.5K | 1,088 | — | 781154109 |
| ALPHABET INC CAP STK CL C | Stock | $124.3K | 365 | — | 02079K107 |
| BLACKROCK MUNIYIELD N Y QUALIT COM | CEF | $121.6K | 13,882 | — | 09255E102 |
| BLACKSTONE INC COM | Stock | $121.4K | 1,083 | — | 09260D107 |
| STATE STREET SPDR S&P EMERGING MARKETS SMALL CAP ETF | ETF | $120.9K | 1,700 | — | 78463X756 |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | ETF | $120.1K | 2,479 | — | 33739Q200 |
| ROUNDHILL NASDAQ-100 0DTE COVERED CALL STRATEGY ETF | ETF | $116.8K | 4,000 | — | 77926X304 |
| WISDOMTREE U.S. LARGECAP DIVIDEND FUND | ETF | $113.4K | 1,167 | — | 97717W307 |
Values are shown exactly as filed. Before 2023 managers reported in thousands of dollars and afterwards in whole dollars; the reporting unit is not always determinable from the document, so nothing is converted automatically.
Source: U.S. Securities and Exchange Commission, Form 13F · as of 2026-10-01