EAGLE ROCK INVESTMENT COMPANY, LLC
Holdings as of 2026-09-30, filed 2026-10-21 · recorded 2026-10-22 03:51:33.721 UTC
This is history, not a current position. These holdings describe 2026-09-30, and the report became public 21 days later. The portfolio has changed since.
Aggregates
computed from the positions belowPositions reported
156
Value reported by manager
$799M
Sum of our stored positions
$799M
should match the line above
Disclosure lag
21 d
quarter end to filing
Top 5 concentration
23.8%
of the positions shown
New positions
10
vs previous quarter
Exited
10
vs previous quarter
Option positions
0
puts and calls
Positions
156 largest shown| Issuer | Class | Value | Shares | Type | CUSIP |
|---|---|---|---|---|---|
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | $55.4M | 789,710 | — | 921937835 |
| ALPHABET INC | CAP STK CL A | $42M | 122,054 | — | 02079K305 |
| BROADCOM INC | COM | $37M | 105,317 | — | 11135F101 |
| MICROSOFT CORP | COM | $28M | 54,510 | — | 594918104 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | $27.7M | 60,618 | — | 874039100 |
| META PLATFORMS INC | CL A | $26.2M | 36,132 | — | 30303M102 |
| APPLE INC | COM | $26.1M | 78,444 | — | 037833100 |
| KLA CORP | COM NEW | $24.7M | 126,618 | — | 482480100 |
| MICRON TECHNOLOGY INC | COM | $22.6M | 21,235 | — | 595112103 |
| JPMORGAN CHASE & CO | COM | $22.4M | 67,657 | — | 46625H100 |
| THERMO FISHER SCIENTIFIC INC | COM | $21.1M | 31,253 | — | 883556102 |
| VISA INC | COM CL A | $18.7M | 51,972 | — | 92826C839 |
| CHUBB LIMITED | COM | $18.3M | 56,349 | — | H1467J104 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | $15.8M | 207,355 | — | 921937827 |
| IQVIA HLDGS INC | COM | $15.4M | 57,338 | — | 46266C105 |
| AMAZON COM INC | COM | $14.4M | 57,769 | — | 023135106 |
| CISCO SYS INC | COM | $13.8M | 127,862 | — | 17275R102 |
| STRYKER CORPORATION | COM | $13.8M | 49,939 | — | 863667101 |
| AMERICAN EXPRESS CO | COM | $13.6M | 44,594 | — | 025816109 |
| SPDR SERIES TRUST | ST STR BLO 1 ETF | $13.4M | 146,043 | — | 78468R663 |
| UNITED RENTALS INC | COM | $12.8M | 12,753 | — | 911363109 |
| AUTOZONE INC | COM | $12.5M | 4,433 | — | 053332102 |
| APPLIED MATLS INC | COM | $11.2M | 21,966 | — | 038222105 |
| JOHNSON & JOHNSON | COM | $10.2M | 38,519 | — | 478160104 |
| CBRE GROUP INC | CL A | $9.7M | 75,763 | — | 12504L109 |
| BERKLEY W R CORP | COM | $9.7M | 143,996 | — | 084423102 |
| NVIDIA CORPORATION | COM | $9.2M | 40,463 | — | 67066G104 |
| CHEVRON CORPORATION | COM | $8.9M | 43,605 | — | 166764100 |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | $8.8M | 42,433 | — | 874054109 |
| DISNEY WALT CO | COM | $7.9M | 75,120 | — | 254687106 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | $7.3M | 153,896 | — | 922907746 |
| EATON CORP PLC | SHS | $7.1M | 16,636 | — | G29183103 |
| VERIZON COMMUNICATIONS INC | COM | $7M | 151,674 | — | 92343V104 |
| CITIGROUP INC | COM NEW | $6.4M | 49,689 | — | 172967424 |
| APOLLO GLOBAL MGMT INC | COM | $6.3M | 54,175 | — | 03769M106 |
| DOLLAR GEN CORP | COM | $6.2M | 51,444 | — | 256677105 |
| CENCORA INC | COM | $6M | 19,995 | — | 03073E105 |
| DIAMONDBACK ENERGY INC | COM | $5.6M | 30,633 | — | 25278X109 |
| CATERPILLAR INC | COM | $5.4M | 6,700 | — | 149123101 |
| LIFE TIME GROUP HOLDINGS INC | COMMON STOCK | $5.2M | 131,291 | — | 53190C102 |
| PALO ALTO NETWORKS INC | COM | $5.2M | 13,091 | — | 697435105 |
| MCKESSON CORP | COM | $5.1M | 5,980 | — | 58155Q103 |
| ISHARES TR | SHRT NAT MUN ETF | $4.7M | 44,572 | — | 464288158 |
| CAPITAL ONE FINL CORP | COM | $4.5M | 23,498 | — | 14040H105 |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | $4.4M | 101,947 | — | 316188309 |
| MERCK & CO INC | COM | $4.3M | 29,868 | — | 58933Y105 |
| CRH PLC | ORD | $4.3M | 52,319 | — | G25508105 |
| CLOROX CO DEL | COM | $4M | 49,928 | — | 189054109 |
| BLACKSTONE INC | COM | $3.9M | 34,870 | — | 09260D107 |
| ISHARES TR | NATIONAL MUN ETF | $3.7M | 36,946 | — | 464288414 |
| ALPHABET INC | CAP STK CL C | $3.7M | 10,877 | — | 02079K107 |
| VANGUARD INDEX FDS | MRNGSTR TTL STK | $3.7M | 9,879 | — | 922908769 |
| PEPSICO INC | COM | $3.7M | 29,121 | — | 713448108 |
| CUMMINS INC | COM | $3.5M | 6,766 | — | 231021106 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | $3.3M | 4,360 | — | 78462F103 |
| ELI LILLY & CO | COM | $3.2M | 2,725 | — | 532457108 |
| ONTO INNOVATION INC | COM | $3.1M | 10,043 | — | 683344105 |
| S&P GLOBAL INC | COM | $2.9M | 7,451 | — | 78409V104 |
| AMGEN INC | COM | $2.9M | 6,765 | — | 031162100 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | $2.7M | 17,342 | — | 922042742 |
| WILLIAMS COS INC | COM | $2.7M | 40,186 | — | 969457100 |
| CONSTELLATION BRANDS INC | CL A | $2.7M | 23,845 | — | 21036P108 |
| PFIZER INC | COM | $2.6M | 91,495 | — | 717081103 |
| INTERNATIONAL BUSINESS MACHS | COM | $2.6M | 11,853 | — | 459200101 |
| EVERCORE INC | CLASS A | $2.4M | 9,276 | — | 29977A105 |
| CONOCOPHILLIPS | COM | $2.4M | 19,060 | — | 20825C104 |
| UNITEDHEALTH GROUP INC | COM | $2.2M | 6,020 | — | 91324P102 |
| ISHARES TR | TRUST ISHARE 0-1 | $2.2M | 20,023 | — | 464288679 |
| VANGUARD WELLINGTON FD | SHORT TRM TAX EX | $2.1M | 21,216 | — | 921935870 |
| ADOBE INC | COM | $2.1M | 8,654 | — | 00724F101 |
| NEWMONT CORP | COM | $1.9M | 16,887 | — | 651639106 |
| EMCOR GROUP INC | COM | $1.9M | 2,522 | — | 29084Q100 |
| CACI INTL INC | CL A | $1.9M | 3,038 | — | 127190304 |
| US FOODS HLDG CORP | COM | $1.8M | 19,645 | — | 912008109 |
| STIFEL FINL CORP | COM | $1.8M | 25,612 | — | 860630102 |
| QUALCOMM INC | COM | $1.8M | 9,602 | — | 747525103 |
| API GROUP CORP | COM STK | $1.8M | 45,354 | — | 00187Y100 |
| LPL FINL HLDGS INC | COM | $1.7M | 5,671 | — | 50212V100 |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | $1.7M | 26,137 | — | 36266G107 |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | $1.7M | 1,800 | — | G7997R103 |
| SOUTHERN CO | COM | $1.5M | 18,298 | — | 842587107 |
| ABBVIE INC | COM | $1.4M | 5,335 | — | 00287Y109 |
| UBER TECHNOLOGIES INC | COM | $1.4M | 20,277 | — | 90353T100 |
| GILEAD SCIENCES INC | COM | $1.4M | 9,212 | — | 375558103 |
| ORACLE CORP | COM | $1.3M | 9,719 | — | 68389X105 |
| BRISTOL-MYERS SQUIBB CO | COM | $1.3M | 20,910 | — | 110122108 |
| ISHARES TR | MSCI EAFE ETF | $1.3M | 12,346 | — | 464287465 |
| EXXONMOBIL HOLDINGS CORP | COM SHS | $1.2M | 7,485 | — | 30233Q108 |
| ASML HLDG NV | N Y REGISTRY SHS | $1.2M | 668 | — | N07059210 |
| SPDR SERIES TRUST | ST STR NUVEE ETF | $1.2M | 27,383 | — | 78468R721 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | $1.1M | 23,325 | — | 92203J407 |
| CAPITAL GROUP INTL FOCUS EQT | SHS CREAT UNIT | $1M | 29,952 | — | 14019W109 |
| PARKER-HANNIFIN CORP | COM | $966.4K | 1,011 | — | 701094104 |
| INTEL CORP | COM | $961.8K | 8,000 | — | 458140100 |
| SHELL PLC | SPON ADS | $879.2K | 9,250 | — | 780259305 |
| PIMCO ETF TR | MUNI INCOME OPP | $869.3K | 20,410 | — | 72201R635 |
| WALMART INC | COM | $859.2K | 8,268 | — | 931142103 |
| MORGAN STANLEY | COM NEW | $846.4K | 4,500 | — | 617446448 |
| LOCKHEED MARTIN CORP | COM | $844.7K | 1,659 | — | 539830109 |
| GENERAL DYNAMICS CORP | COM | $829.6K | 2,500 | — | 369550108 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | $805.1K | 15,983 | — | 46641Q837 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | $788.4K | 3,379 | — | 921908844 |
| STATE STR SPDR DOW JONES IND | UT SER 1 | $775.5K | 1,525 | — | 78467X109 |
| HCA HEALTHCARE INC | COM | $748.9K | 1,755 | — | 40412C101 |
| BERKSHIRE HATHAWAY INC DEL | CL A | $747K | 1 | — | 084670108 |
| ISHARES TR | CORE S&P500 ETF | $668.6K | 873 | — | 464287200 |
| VANGUARD INDEX FDS | MRNGSTR SML CP V | $658.5K | 2,850 | — | 922908611 |
| US BANCORP | COM NEW | $627.7K | 10,867 | — | 902973304 |
| ISHARES TR | MSCI ACWI EX US | $627.6K | 8,300 | — | 464288240 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | $618.6K | 19,016 | — | 808524797 |
| SPDR GOLD TR | GOLD SHS | $600.6K | 1,577 | — | 78463V107 |
| ISHARES TR | S&P 500 GRWT ETF | $597.5K | 4,200 | — | 464287309 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | $575.1K | 2,938 | — | 81369Y803 |
| CORCEPT THERAPEUTICS INC | COM | $547.3K | 4,750 | — | 218352102 |
| ANHEUSER BUSCH INBEV SA NV | SPONSORED ADR | $541.4K | 7,369 | — | 03524A108 |
| ISHARES TR | MSCI EMG MKT ETF | $533.5K | 7,987 | — | 464287234 |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | $516.3K | 91,700 | — | 539439109 |
| ISHARES TR | NEW YORK MUN ETF | $505.2K | 10,000 | — | 464288323 |
| ISHARES TR | 0-3 MTH TREASURY | $502.6K | 4,992 | — | 46436E718 |
| PROGRESSIVE CORP | COM | $491.7K | 2,372 | — | 743315103 |
| NXP SEMICONDUCTORS N V | COM | $480.8K | 2,024 | — | N6596X109 |
| INVESCO LTD | SHS | $457.7K | 15,175 | — | G491BT108 |
| LABCORP HOLDINGS INC | COM SHS | $446.8K | 1,450 | — | 504922105 |
| BP PLC | SPONSORED ADR | $439.3K | 9,987 | — | 055622104 |
| STMICROELECTRONICS N V | NY REGISTRY | $434.7K | 8,147 | — | 861012102 |
| ISHARES TR | RUS 1000 VAL ETF | $424K | 1,710 | — | 464287598 |
| ENTERGY CORP NEW | COM | $392.1K | 3,950 | — | 29364G103 |
| GE AEROSPACE | COM NEW | $390.4K | 1,250 | — | 369604301 |
| AT&T INC | COM | $383.2K | 15,703 | — | 00206R102 |
| SOCIEDAD QUIMICA Y MINERA DE | SPON ADR SER B | $383.1K | 5,906 | — | 833635105 |
| HOME DEPOT INC | COM | $369.2K | 1,298 | — | 437076102 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | $365.5K | 734 | — | 084670702 |
| CAPITAL GROUP NEW GEOGRAPHY | SHS | $357.1K | 9,796 | — | 14021N105 |
| TRAVELERS COMPANIES INC | COM | $356.5K | 1,000 | — | 89417E109 |
| ISHARES TR | CORE S&P TTL STK | $344.9K | 2,074 | — | 464287150 |
| VANGUARD INDEX FDS | MRNGSTR VAL ETF | $342.8K | 1,587 | — | 922908744 |
| VANGUARD INDEX FDS | MRNGSTR GRWT ETF | $336.4K | 3,733 | — | 922908736 |
| ISHARES TR | EAFE SML CP ETF | $334.1K | 3,958 | — | 464288273 |
| UNITED PARCEL SVCS INC | CL B | $324.9K | 3,477 | — | 911312106 |
| AFLAC INC | COM | $324.2K | 2,900 | — | 001055102 |
| SK HYNIX INC | AMERICAN DEPOSIT | $302K | 1,640 | — | 78392B206 |
| SANOFI SA | SPONSORED ADR | $280.4K | 6,800 | — | 80105N105 |
| SPDR SERIES TRUST | ST STR SP600 SML | $263.3K | 4,981 | — | 78468R853 |
| NETEASE COM INC | SPONSORED ADS | $258.7K | 2,135 | — | 64110W102 |
| RTX CORPORATION | COM | $258.2K | 1,391 | — | 75513E101 |
| BARRICK MNG CORP | COM SHS | $256K | 6,295 | — | 06849F108 |
| BLACKROCK CAP ALLOCATION TER | COM | $245.3K | 17,902 | — | 09260U109 |
| MORGAN STANLEY ETF TRUST | EATO VANC BD ETF | $241.6K | 5,013 | — | 61774R841 |
| ISHARES TR | CORE MSCI INTL | $236.4K | 2,642 | — | 46435G326 |
| NOVO-NORDISK A S | ADR | $225.4K | 5,946 | — | 670100205 |
| ISHARES TR | US TREAS BD ETF | $222.5K | 10,175 | — | 46429B267 |
| M & T BK CORP | COM | $218K | 1,002 | — | 55261F104 |
| NU HLDGS LTD | ORD SHS CL A | $213K | 16,823 | — | G6683N103 |
| SEA LTD | SPONSORD ADS | $209.8K | 2,155 | — | 81141R100 |
| UNION PAC CORP | COM | $201.1K | 739 | — | 907818108 |
| COMPUGEN LTD | ORD | $169.4K | 71,192 | — | M25722105 |
Values are shown exactly as filed. Before 2023 managers reported in thousands of dollars and afterwards in whole dollars; the reporting unit is not always determinable from the document, so nothing is converted automatically.
Source: U.S. Securities and Exchange Commission, Form 13F · as of 2026-10-21