AMERIPRISE FINANCIAL INC

Holding change · SEC EDGAR

This page reproduces a recorded source event. It is not a live quote, forecast, recommendation or legal conclusion.
Event type
insider.holding_change
Occurred
2026-07-28
Reported
2026-07-30
Disclosure lag
2 days

Context

links are based on the recorded entity type
FieldRecorded value
EntityAMERIPRISE FINANCIAL INC
SourceSEC EDGAR
News sectioncompanies
Source identifier0001335761-26-000013
Source-linked related entitiesberman-walter-stanley-1335761 · person
Event ID#169386

Related recorded events

same canonical or source-linked entity relations
ReportedTypeEventSource
2026-08-14New filingEvent #739881SEC EDGAR
2026-08-12Insider saleEvent #673930SEC EDGAR
2026-08-12Derivative exerciseEvent #673929SEC EDGAR
2026-08-12Holding changeEvent #673928SEC EDGAR
2026-08-12Derivative exerciseEvent #673927SEC EDGAR
2026-08-10Derivative exerciseEvent #607778SEC EDGAR
2026-08-10Derivative exerciseEvent #607777SEC EDGAR
2026-08-10Derivative exerciseEvent #607776SEC EDGAR

Recorded payload

JSON payload as stored after parsing
{
  "accession": "0001335761-26-000013",
  "acquired_disposed": "D",
  "code": "F",
  "direct_or_indirect": "D",
  "form": "4",
  "is_derivative": false,
  "issuer_name": "AMERIPRISE FINANCIAL INC",
  "label": "Shares withheld for tax",
  "person_name": "Berman Walter Stanley",
  "price": 550.81,
  "role": "EXECUTIVE VP AND CFO",
  "security": "Common Stock",
  "shares": 23099,
  "shares_owned_after": 16621,
  "source_path": "edgar/data/820027/0001335761-26-000013.txt",
  "ticker": "AMP",
  "value": 12723160.19
}

Evidence-based analysis

facts, provenance and explicit model coverage
Descriptive evidence from the stored source record; it is not advice, a forecast or a legal conclusion.
DimensionStatus / valueMethod or boundary
What happenednot_coveredThe source record has no short title or summary.
Whensource_backed · reported 2026-07-30Occurred 2026-07-28. Source-record timestamps; no timezone or event time is inferred.
Affected entitiesresolved · AMERIPRISE FINANCIAL INC · 1 relatedCanonical primary entity and stored related_entity_ids only.
Event classificationinsider · insider.holding_changecanonical event type plus source-provided category; no sentiment or impact is inferred
Entity linkingresolvedCanonical entity resolved during ingestion
Deduplicationappliedunique source event key at ingestion
Source trusthigh · terms allowedSource registry metadata
Sentimentnot_coveredNo sentiment model output is published for this record.
Market reactionnot_coveredRequires licensed quote, candle and volume observations for the affected instrument.
Historical analogsnot_coveredRequires an audited event-cluster corpus and matching methodology.
Impact mechanismnot_coveredNo causal market-impact model is published for this record.
Related risksnot_coveredRisk implications require an audited instrument/entity exposure model.
Instrument linkagenot_coveredNo instrument relation is inferred from an entity event; licensed instrument mapping is required.

Source: Open recorded SEC filing

Source: SEC EDGAR · as of 2026-07-30T00:00:00Z