Why a grant is not a purchase

Both increase an insider's holdings and both appear in the same filing, but one is compensation delivered on a calendar and the other is a person spending their own money. Adding them together produces a number that means nothing.

Updated 2026-07-26

If you take every Form 4 for a company and add up the shares that moved in, you get a figure that mixes two categories with almost nothing in common. Separating them is the first thing anyone reading insider data has to do.

What a grant is

A grant is the company giving securities to an employee as part of their pay: restricted shares, performance units, options. It carries a transaction code that marks it as an award. The insider pays nothing. The size is set by a compensation committee, and the timing is set by a compensation calendar — usually the same month every year, often shortly after results.

None of that involves the insider forming a view about anything. A large grant in March tells you the annual awards were made in March.

What an open market purchase is

A purchase is the insider buying shares at a market price with their own money, reported under a different code. It is comparatively rare, comparatively small in size, and it is the only category in which the insider chose both to act and to pay.

That is the whole of what the record says. What such a purchase indicates is not something this site will tell you, because that would be an opinion dressed as data.

The other codes matter too

Two more categories are routinely miscounted:

What this means for any aggregate

Any statement of the form "insiders bought X this quarter" is only meaningful if it says which codes it counted. On this site, aggregates count open market purchases and open market sales separately from awards, withholdings and exercises, and each aggregate names what went into it.

Where a filing's code is ambiguous or missing, the record is shown as filed and left out of the derived category, rather than being assigned to whichever bucket looks likely.

Related terms

Where to see this in the data

Other articles

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Sections referred to above

Explanatory material about published records. It states how documents are structured and what they do not establish, and it recommends nothing.
Why a grant is not a purchase — Tapewire