Catherine Avery Investment Management LLC
Holdings as of 2026-06-30, filed 2026-07-27 · recorded 2026-08-06 04:05:29.902 UTC
This is history, not a current position. These holdings describe 2026-06-30, and the report became public 27 days later. The portfolio has changed since.
Aggregates
computed from the positions belowPositions reported
168
Value reported by manager
$229M
Sum of our stored positions
$229M
should match the line above
Disclosure lag
27 d
quarter end to filing
Top 5 concentration
18.3%
of the positions shown
New positions
0
vs previous quarter
Exited
0
vs previous quarter
Option positions
0
puts and calls
Positions
168 largest shown| Issuer | Class | Value | Shares | Type | CUSIP |
|---|---|---|---|---|---|
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | $11.2M | 11,595 | — | G7997R103 |
| CISCO SYS INC | COM | $8M | 67,834 | — | 17275R102 |
| MICROSOFT CORP | COM | $7.8M | 20,780 | — | 594918104 |
| CITIGROUP INC | COM NEW | $7.6M | 54,620 | — | 172967424 |
| JPMORGAN CHASE & CO | COM | $7.3M | 22,241 | — | 46625H100 |
| INTERNATIONAL BUSINESS MACHS | COM | $7.2M | 25,644 | — | 459200101 |
| BEST BUY INC | COM | $7M | 92,755 | — | 086516101 |
| BRISTOL-MYERS SQUIBB CO | COM | $6.9M | 119,907 | — | 110122108 |
| MERCK & CO INC | COM | $6.9M | 53,596 | — | 58933Y105 |
| FREEPORT MCMORAN INC | CL B | $6.6M | 104,522 | — | 35671D857 |
| TARGET CORP | COM | $6.6M | 50,194 | — | 87612E106 |
| BANK OF AMER CORP | COM | $6.4M | 111,573 | — | 060505104 |
| AMGEN INC | COM | $6.3M | 17,530 | — | 031162100 |
| ONEOK INC NEW | COM | $6.1M | 70,408 | — | 682680103 |
| NEXTERA ENERGY INC | COM | $6.1M | 69,471 | — | 65339F101 |
| L3HARRIS TECHNOLOGIES INC | COM | $6.1M | 33,098 | — | 502431109 |
| HOME DEPOT INC | COM | $6M | 16,897 | — | 437076102 |
| UNITED PARCEL SVCS INC | CL B | $5.7M | 53,469 | — | 911312106 |
| KEYCORP | COM | $5.7M | 249,306 | — | 493267108 |
| TRUIST FINL CORP | COM | $5.7M | 114,289 | — | 89832Q109 |
| MCDONALDS CORP | COM | $5.7M | 21,006 | — | 580135101 |
| CHEVRON CORPORATION | COM | $5.6M | 34,079 | — | 166764100 |
| LENNAR CORP | CL A | $5.6M | 61,453 | — | 526057104 |
| OMNICOM GROUP INC | COM | $5.6M | 76,208 | — | 681919106 |
| PFIZER INC | COM | $5.5M | 227,951 | — | 717081103 |
| INTERNATIONAL PAPER CO | COM | $5.5M | 46,731 | — | 460146103 |
| HEWLETT PACKARD ENTERPRISE C | COM | $5.4M | 120,344 | — | 42824C109 |
| SALESFORCE INC | COM | $5.4M | 34,593 | — | 79466L302 |
| PHILLIPS 66 | COM | $5.3M | 31,061 | — | 718546104 |
| ORACLE CORP | COM | $4.2M | 28,378 | — | 68389X105 |
| EVERSOURCE ENERGY | COM | $3.7M | 51,329 | — | 30040W108 |
| BROADCOM INC | COM | $3.7M | 9,779 | — | 11135F101 |
| COCA COLA CO | COM | $3.6M | 43,877 | — | 191216100 |
| BROADCOM INC | COM | $3M | 8,056 | — | 11135F101 |
| COCA COLA CO | COM | $3M | 36,994 | — | 191216100 |
| VERIZON COMMUNICATIONS INC | COM | $2.6M | 61,801 | — | 92343V104 |
| VALERO ENERGY CORP | COM | $1.9M | 7,196 | — | 91913Y100 |
| CUMMINS INC | COM | $1.6M | 2,287 | — | 231021106 |
| RTX CORPORATION | COM | $1.6M | 8,567 | — | 75513E101 |
| COLGATE PALMOLIVE CO | COM | $1.6M | 17,012 | — | 194162103 |
| JOHNSON CONTROLS INTERNATION | SHS | $1.2M | 8,343 | — | G51502105 |
| EVERGY INC | COM | $1.2M | 13,834 | — | 30034W106 |
| MORGAN STANLEY | COM NEW | $811.1K | 3,880 | — | 617446448 |
| EXXON MOBIL CORP | COM | $711.5K | 5,204 | — | 30231G102 |
| BAKER HUGHES COMPANY | CL A | $586.7K | 10,571 | — | 05722G100 |
| STANLEY BLACK & DECKER INC | COM | $509.6K | 5,414 | — | 854502101 |
| AIR PRODUCTS AND CHEMICALS I | COM | $457.1K | 1,559 | — | 009158106 |
| PACKAGING CORP AMER | COM | $418.2K | 1,755 | — | 695156109 |
| ISHARES TR | ESG OPTIMIZED | $384.7K | 2,493 | — | 464288802 |
| SPDR SERIES TRUST | ST STR BLO 1 ETF | $361.4K | 3,944 | — | 78468R663 |
| QUALCOMM INC | COM | $357.4K | 1,934 | — | 747525103 |
| MICRON TECHNOLOGY INC | COM | $325.4K | 282 | — | 595112103 |
| JOHNSON & JOHNSON | COM | $319.2K | 1,257 | — | 478160104 |
| APPLE INC | COM | $313.1K | 1,082 | — | 037833100 |
| WILLIAMS COS INC | COM | $252.8K | 3,400 | — | 969457100 |
| NVIDIA CORPORATION | COM | $247.1K | 1,235 | — | 67066G104 |
| MEDTRONIC PLC | SHS | $213.5K | 2,729 | — | G5960L103 |
| FIRST TR EXCHANGE-TRADED FD | FT VEST RIS | $189.4K | 6,443 | — | 33738D879 |
| AMERICAN EXPRESS CO | COM | $169.1K | 500 | — | 025816109 |
| WASTE MGMT INC DEL | COM | $156K | 700 | — | 94106L109 |
| FRANKLIN RESOURCES INC | COM | $120.2K | 3,614 | — | 354613101 |
| ALPHABET INC | CAP STK CL A | $119.4K | 334 | — | 02079K305 |
| ENTERPRISE PRODS PARTNERS L | COM | $110.3K | 3,000 | — | 293792107 |
| EMERSON ELEC CO | COM | $107.4K | 750 | — | 291011104 |
| CATERPILLAR INC | COM | $102.2K | 96 | — | 149123101 |
| ENERGY TRANSFER L P | COM UT LTD PTN | $95.6K | 5,000 | — | 29273V100 |
| ABBOTT LABORATORIES | COM | $90.7K | 1,000 | — | 002824100 |
| PALANTIR TECHNOLOGIES INC | CL A | $89.8K | 770 | — | 69608A108 |
| ISHARES TR | RUS 1000 VAL ETF | $89.7K | 370 | — | 464287598 |
| AMERICAN WTR WKS CO INC NEW | COM | $88.8K | 675 | — | 030420103 |
| LOCKHEED MARTIN CORP | COM | $79K | 155 | — | 539830109 |
| INTUIT | COM | $78.3K | 300 | — | 461202103 |
| CINCINNATI FINL CORP | COM | $73.1K | 395 | — | 172062101 |
| ALTRIA GROUP INC | COM | $72K | 1,000 | — | 02209S103 |
| PHILIP MORRIS INTL INC | COM | $70.3K | 388 | — | 718172109 |
| VISA INC | COM CL A | $67.6K | 197 | — | 92826C839 |
| ALAMOS GOLD INC | COM CL A | $57.7K | 1,902 | — | 011532108 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | $57.3K | 1,806 | — | 808524797 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | $55.6K | 435 | — | 92206C680 |
| ISHARES TR | U.S. MED DVC ETF | $54.9K | 1,112 | — | 464288810 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | $50.5K | 165 | — | 922908538 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | $50.2K | 254 | — | 922908512 |
| FORD MTR CO | COM | $37.4K | 2,691 | — | 345370860 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | $34.4K | 46 | — | 78462F103 |
| ABBVIE INC | COM | $29.4K | 117 | — | 00287Y109 |
| NEWMONT CORP | COM | $25.7K | 275 | — | 651639106 |
| INTEL CORP | COM | $25.3K | 181 | — | 458140100 |
| LOWES COS INC | COM | $24.7K | 112 | — | 548661107 |
| META PLATFORMS INC | CL A | $23.7K | 42 | — | 30303M102 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | $23.6K | 436 | — | 25434V807 |
| ISHARES TR | SELECT DIVID ETF | $23.3K | 149 | — | 464287168 |
| GLOBAL X FDS | X EMERGING MKT | $20.8K | 868 | — | 37954Y350 |
| ISHARES U S ETF TR | SHOR DURA BD ETF | $20.8K | 410 | — | 46431W507 |
| INVESCO EXCH TRADED FD TR II | S&P 500 MOMNTM | $20.4K | 126 | — | 46138E339 |
| FIRST TR EXCHANGE-TRADED ALP | SML CP GRW ALP | $18.8K | 148 | — | 33737M300 |
| COSTCO WHOLESALE CORPORATION | COM | $18.7K | 20 | — | 22160K105 |
| EA SERIES TRUST | FREEDOM 100 EM | $18.3K | 251 | — | 02072L607 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | $17.9K | 355 | — | 47103U845 |
| THE ALGER ETF TRUST | MID CAP 40 ETF | $17.9K | 721 | — | 015564107 |
| AMERICAN CENTY ETF TR | US LARGE CAP VLU | $16.4K | 180 | — | 025072349 |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | $16.3K | 198 | — | 25434V500 |
| PROCTER & GAMBLE CO | COM | $16K | 109 | — | 742718109 |
| ISHARES TR | CRE U S REIT ETF | $15.9K | 239 | — | 464288521 |
| GLOBAL X FDS | U S ELECT ETF | $15.9K | 458 | — | 37960A370 |
| GENERAL MTRS CO | COM | $15.4K | 200 | — | 37045V100 |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP VLU MNT | $15.4K | 217 | — | 46137V456 |
| AMERICAN CENTY ETF TR | EMERGING MKT VAL | $15.2K | 232 | — | 025072372 |
| SELECT SECTOR SPDR TR | ST STR REAL ETF | $15.1K | 342 | — | 81369Y860 |
| AMAZON COM INC | COM | $14.3K | 60 | — | 023135106 |
| NETFLIX INC. | COM | $14.3K | 200 | — | 64110L106 |
| ISHARES TR | NORTH AMERN NAT | $14.3K | 254 | — | 464287374 |
| SPDR SERIES TRUST | ST STR SP METAL | $13.9K | 130 | — | 78464A755 |
| XYLEM INC | COM | $13.7K | 116 | — | 98419M100 |
| VANGUARD INDEX FDS | TOTAL STK MKT | $13K | 35 | — | 922908769 |
| ABRDN PRECIOUS METALS BASKET | PHYSCL PRECS MET | $12.1K | 67 | — | 003263100 |
| GE VERNOVA INC | COM | $11.8K | 10 | — | 36828A101 |
| RELIANCE INC | COM | $11.2K | 30 | — | 759509102 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | $11K | 22 | — | 084670702 |
| STAR GROUP LP | UNIT LTD PARTNR | $10.4K | 808 | — | 85512C105 |
| DOVER CORP | COM | $10.1K | 45 | — | 260003108 |
| MONDELEZ INTL INC | CL A | $9.9K | 172 | — | 609207105 |
| HP INC | COM | $9.8K | 447 | — | 40434L105 |
| WALMART INC | COM | $9.3K | 82 | — | 931142103 |
| NASDAQ INC | COM | $8.8K | 112 | — | 631103108 |
| PRUDENTIAL FINL INC | COM | $8.6K | 80 | — | 744320102 |
| ISHARES TR | MSCI EMG MKT ETF | $8.1K | 119 | — | 464287234 |
| CAL MAINE FOODS INC | COM NEW | $8.1K | 101 | — | 128030202 |
| INVESCO QQQ TR | UNIT SER 1 | $7.4K | 10 | — | 46090E103 |
| KINROSS GOLD CORP | COM | $7.1K | 300 | — | 496902404 |
| PACER FDS TR | DATA AND INFRAST | $7K | 221 | — | 69374H741 |
| DISNEY WALT CO | COM | $6.9K | 72 | — | 254687106 |
| NORTHROP GRUMMAN CORP | COM | $6.1K | 12 | — | 666807102 |
| THE CIGNA GROUP | COM | $6.1K | 22 | — | 125523100 |
| THERMO FISHER SCIENTIFIC INC | COM | $6K | 12 | — | 883556102 |
| WELLS FARGO & CO | PERP PFD CNV A | $5.8K | 5 | — | 949746804 |
| ISHARES U S ETF TR | GSCI CMDTY STGY | $5.8K | 190 | — | 46431W853 |
| UNITEDHEALTH GROUP INC | COM | $5.4K | 13 | — | 91324P102 |
| WISDOMTREE TR | US QTLY DIV GRT | $5.3K | 55 | — | 97717X669 |
| ELEVANCE HEALTH INC FORMERLY | COM | $5K | 13 | — | 036752103 |
| MARA HOLDINGS INC | COM | $4.9K | 350 | — | 565788106 |
| INTERCONTINENTAL EXCHANGE IN | COM | $4.3K | 35 | — | 45866F104 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | $4.3K | 18 | — | 921908844 |
| SOUNDHOUND AI INC | CLASS A COM | $4.1K | 629 | — | 836100107 |
| WISDOMTREE TR | US HIGH DIVIDEND | $3.6K | 32 | — | 97717W208 |
| SHARPLINK INC | COM NEW | $3.2K | 675 | — | 820014405 |
| UNIVERSAL HLTH SVCS INC | CL B | $3.1K | 21 | — | 913903100 |
| HONEYWELL AEROSPACE INC | COM | $3.1K | 14 | — | 43849R105 |
| COMCAST CORP NEW | CL A | $2.8K | 115 | — | 20030N101 |
| BITMINE IMMERSION TECHS INC | COM NEW | $2.7K | 205 | — | 09175A206 |
| THE TRADE DESK INC | COM CL A | $2.5K | 136 | — | 88339J105 |
| PAYPAL HLDGS INC | COM | $2.4K | 55 | — | 70450Y103 |
| ISHARES TR | IBOXX INV CP ETF | $1.9K | 17 | — | 464287242 |
| STATE STR SPDR DOW JONES IND | UT SER 1 | $1.6K | 3 | — | 78467X109 |
| AMYLYX PHARMACEUTICALS INC | COM | $1.6K | 87 | — | 03237H101 |
| STRAN & COMPANY INC | COMMON STOCK | $1.1K | 500 | — | 86260J102 |
| ISHARES TR | 20 YR TR BD ETF | $1K | 12 | — | 464287432 |
| COINBASE GLOBAL INC | COM CL A | $1K | 7 | — | 19260Q107 |
| OUSTER INC | COM NEW | $1K | 16 | — | 68989M202 |
| CARRIER GLOBAL CORPORATION | COM | $954 | 13 | — | 14448C104 |
| RECURSION PHARMACEUTICALS IN | CL A | $918 | 250 | — | 75629V104 |
| ISHARES TR | 1 3 YR TREAS BD | $657 | 8 | — | 464287457 |
| NIKE INC | CL B | $411 | 10 | — | 654106103 |
| UPEXI INC | COM NEW | $392 | 500 | — | 39959A205 |
| VUZIX CORP | COM NEW | $334 | 115 | — | 92921W300 |
| 3D SYS CORP DEL | COM NEW | $302 | 100 | — | 88554D205 |
| BIOHAVEN LTD | COM | $179 | 12 | — | G1110E107 |
| DXC TECHNOLOGY CO | COM | $142 | 16 | — | 23355L106 |
| AURORA CANNABIS INC | COM | $8 | 3 | — | 05156X850 |
Values are shown exactly as filed. Before 2023 managers reported in thousands of dollars and afterwards in whole dollars; the reporting unit is not always determinable from the document, so nothing is converted automatically.
Source: U.S. Securities and Exchange Commission, Form 13F · as of 2026-07-27