CERTIOR FINANCIAL GROUP, LLC
Holdings as of 2026-09-30, filed 2026-10-19 · recorded 2026-10-20 03:50:17.987 UTC
This is history, not a current position. These holdings describe 2026-09-30, and the report became public 19 days later. The portfolio has changed since.
Aggregates
computed from the positions belowPositions reported
143
Value reported by manager
$184.5M
Sum of our stored positions
$184.5M
should match the line above
Disclosure lag
19 d
quarter end to filing
Top 5 concentration
28.3%
of the positions shown
New positions
13
vs previous quarter
Exited
16
vs previous quarter
Option positions
0
puts and calls
Positions
143 largest shown| Issuer | Class | Value | Shares | Type | CUSIP |
|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | US LCAP GR ETF | $14.7M | 407,825 | — | 808524300 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | $12M | 369,749 | — | 808524797 |
| T ROWE PRICE EXCHANGE-TRADED | CAP APPRECIATION | $10.8M | 255,916 | — | 87283Q867 |
| SPDR SERIES TRUST | ST STR BLO 1 ETF | $8.8M | 96,121 | — | 78468R663 |
| VANGUARD WORLD FD | INF TECH ETF | $5.9M | 47,016 | — | 92204A702 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | $5.9M | 180,834 | — | 808524607 |
| FRANKLIN TEMPLETON ETF TR | FTSE JAPAN ETF | $5.4M | 131,531 | — | 35473P744 |
| MICROSOFT CORP | COM | $4.9M | 9,490 | — | 594918104 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | $4.9M | 102,433 | — | 922907746 |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREAT UNIT | $4.3M | 87,644 | — | 14020W106 |
| ISHARES TR | CORE S&P500 ETF | $4.1M | 5,345 | — | 464287200 |
| APPLE INC | COM | $4M | 12,057 | — | 037833100 |
| WORLD GOLD TR | SPDR GLD MINIS | $3.8M | 46,768 | — | 98149E303 |
| SPDR SERIES TRUST | ST STR P500ETF | $3.5M | 39,440 | — | 78464A854 |
| WISDOMTREE TR | FLOATNG RAT TREA | $3.4M | 66,565 | — | 97717Y527 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | $3.1M | 52,402 | — | 922042858 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | $3.1M | 43,313 | — | 921943858 |
| VANECK ETF TRUST | HIGH YLD MUNIETF | $2.9M | 59,590 | — | 92189H409 |
| ISHARES TR | 7-10 YR TRSY BD | $2.7M | 30,434 | — | 464287440 |
| ISHARES TR | SHRT NAT MUN ETF | $2.6M | 24,872 | — | 464288158 |
| PIMCO ETF TR | INTER MUN BD ACT | $2.5M | 50,447 | — | 72201R866 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | $2.3M | 30,236 | — | 921937827 |
| GMO ETF TRUST | US QUALITY ETF | $1.9M | 45,459 | — | 90139K100 |
| VANGUARD STAR FDS | VG TL INTL STK F | $1.9M | 22,315 | — | 921909768 |
| ARES CAPITAL CORP | COM | $1.8M | 95,033 | — | 04010L103 |
| HORIZON FDS | LANDMARK ETF | $1.8M | 33,181 | — | 44053A622 |
| SCHWAB STRATEGIC TR | 5 10YR CORP BD | $1.7M | 79,176 | — | 808524698 |
| STRATEGY INC | CL A NEW | $1.6M | 10,491 | — | 594972408 |
| GRAYSCALE BITCOIN TRUST ETF | SHS REP COM UT | $1.4M | 22,037 | — | 389637109 |
| ARK 21SHARES BITCOIN ETF | SHS BEN INT | $1.4M | 50,368 | — | 040919102 |
| EXXONMOBIL HOLDINGS CORP | COM SHS | $1.4M | 8,348 | — | 30233Q108 |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | $1.3M | 248,087 | — | 30290Y101 |
| ISHARES TR | 0-5 YR TIPS ETF | $1.3M | 12,626 | — | 46429B747 |
| CAPITAL GROUP CORE BALANCED | SHS | $1.2M | 32,816 | — | 14021D107 |
| PALANTIR TECHNOLOGIES INC | CL A | $1.1M | 6,054 | — | 69608A108 |
| CAPITAL GROUP INTERNATIONAL | SHS | $1.1M | 30,522 | — | 14021T102 |
| NEOS ETF TRUST | NEOS S&P 500 HI | $1.1M | 20,450 | — | 78433H303 |
| AMPLIFY ETF TR | CWP ENHANCED DIV | $1.1M | 23,186 | — | 032108409 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | $1.1M | 18,772 | — | 46641Q332 |
| CAPITAL GROUP CORE EQUITY ET | SHS CREAT UNIT | $1M | 23,467 | — | 14020V108 |
| ISHARES TR | US TREAS BD ETF | $998.3K | 45,648 | — | 46429B267 |
| INVESTMENT MANAGERS SER TR I | FPA GBL EQTY ETF | $973.2K | 23,806 | — | 30254T577 |
| CAPITAL GROUP GBL GROWTH EQT | SHS CREAT UNIT | $905.6K | 22,766 | — | 14020X104 |
| HARBOR ETF TRUST | COMM ALL WEA ETF | $902.3K | 25,590 | — | 41151J505 |
| FS SPECIALTY LENDING FD | COM SH BEN INT | $901.7K | 77,536 | — | 644323107 |
| LOCKHEED MARTIN CORP | COM | $889.2K | 1,746 | — | 539830109 |
| AMERICAN CENTY ETF TR | US SML CP VALU | $824.5K | 7,001 | — | 025072877 |
| PHILLIPS EDISON & CO INC | COMMON STOCK | $796.9K | 21,341 | — | 71844V201 |
| USCF ETF TR | SUMMERHAVEN K1 | $794K | 25,450 | — | 90290T809 |
| CAPITAL GRP FIXED INCM ETF T | CORE PLUS INCM | $788.6K | 37,253 | — | 14020Y102 |
| VERIZON COMMUNICATIONS INC | COM | $786.9K | 17,154 | — | 92343V104 |
| CAPITAL GROUP GROWTH ETF | SHS CREAT UNIT | $765.9K | 16,148 | — | 14020G101 |
| HORIZON FDS | EXPEDITION PLUS | $683.1K | 20,775 | — | 44053A630 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | $670.6K | 1,470 | — | 874039100 |
| TEXAS INSTRS INC | COM | $648.7K | 2,316 | — | 882508104 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | $647.8K | 10,574 | — | 46654Q203 |
| GILEAD SCIENCES INC | COM | $619.6K | 4,157 | — | 375558103 |
| FS KKR CAP CORP | COM | $609K | 55,414 | — | 302635206 |
| ABBVIE INC | COM | $606.7K | 2,319 | — | 00287Y109 |
| ARES MANAGEMENT CORPORATION | CL A COM STK | $598.5K | 5,152 | — | 03990B101 |
| QUALCOMM INC | COM | $566.4K | 3,077 | — | 747525103 |
| CIBUS INC | CL A COM STK | $563.5K | 349,980 | — | 17166A101 |
| INTEL CORP | COM | $549.3K | 4,569 | — | 458140100 |
| NVIDIA CORPORATION | COM | $544.9K | 2,386 | — | 67066G104 |
| ECOLAB INC | COM | $540.4K | 1,968 | — | 278865100 |
| SNAP ON INC | COM | $521.4K | 1,435 | — | 833034101 |
| MERCK & CO INC | COM | $521.4K | 3,588 | — | 58933Y105 |
| RBB FUND TRUST | FIRST EAGLE GBL | $520.1K | 10,363 | — | 75526L886 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | $509.9K | 1,024 | — | 084670702 |
| ONEOK INC NEW | COM | $498.6K | 5,847 | — | 30609A109 |
| THOMSON REUTERS CORP | COM | $494.4K | 5,080 | — | 884903881 |
| AIR PRODUCTS AND CHEMICALS I | COM | $492.4K | 1,770 | — | 009158106 |
| CONSOLIDATED EDISON INC | COM | $485.8K | 4,753 | — | 209115104 |
| AUTOMATIC DATA PROCESSING IN | COM | $463.4K | 1,796 | — | 053015103 |
| SHELL PLC | SPON ADS | $456.8K | 4,806 | — | 780259305 |
| SAP SE | SPON ADR | $449.5K | 2,156 | — | 803054204 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | $448.6K | 16,332 | — | 808524805 |
| AMAZON COM INC | COM | $445.7K | 1,789 | — | 023135106 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | $442.3K | 580 | — | 78462F103 |
| CME GROUP INC | COM | $434.4K | 1,658 | — | 12572Q105 |
| WEC ENERGY GROUP INC | COM | $432.9K | 4,295 | — | 92939U106 |
| HOME DEPOT INC | COM | $406.4K | 1,429 | — | 437076102 |
| FULL TRUCK ALLIANCE CO LTD | SPONSORED ADS | $399.2K | 48,271 | — | 35969L108 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | $396.5K | 11,902 | — | 808524409 |
| ASTRAZENECA PLC | ORD | $395.8K | 2,451 | — | G0593M107 |
| REPUBLIC SVCS INC | COM | $393.4K | 1,875 | — | 760759100 |
| ATMOS ENERGY CORP | COM | $393K | 2,512 | — | 049560105 |
| JOHNSON & JOHNSON | COM | $392.1K | 1,481 | — | 478160104 |
| GRAYSCALE BITCOIN MINI TR ET | SHS NEW | $391.9K | 10,606 | — | 389930207 |
| GE AEROSPACE | COM NEW | $391.6K | 1,254 | — | 369604301 |
| MCDONALDS CORP | COM | $387.2K | 1,677 | — | 580135101 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | $385.8K | 1,654 | — | 921908844 |
| NATWEST GROUP PLC | SPONS ADR | $383.6K | 21,136 | — | 639057207 |
| AMERICAN WTR WKS CO INC NEW | COM | $380.1K | 2,936 | — | 030420103 |
| BRITISH AMERN TOB PLC | SPONSORED ADR | $378.7K | 6,961 | — | 110448107 |
| MEDTRONIC PLC | SHS | $377.6K | 4,376 | — | G5960L103 |
| NEOS ETF TRUST | NASDAQ 100 HIGH | $367.4K | 6,614 | — | 78433H675 |
| SONY GROUP CORP | SPONSORED ADR | $365.8K | 15,547 | — | 835699307 |
| WATSCO INC | COM | $355.3K | 1,174 | — | 942622200 |
| EXCHANGE LISTED FDS TR | SABA OPPORTUNIST | $345.6K | 14,096 | — | 30151E806 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | $344.1K | 11,470 | — | 808524201 |
| REALTY INCOME CORP | COM | $342.3K | 6,303 | — | 756109104 |
| GLOBAL X FDS | NASDQ 100 CVRDGW | $340K | 11,177 | — | 37954Y269 |
| TESLA INC | COM | $338.7K | 954 | — | 88160R101 |
| PGIM ROCK ETF TR | S&P 500 BUFFER | $330.7K | 9,908 | — | 69420N700 |
| GLOBAL X FDS | RUSSELL 2000 | $326.8K | 21,125 | — | 37954Y459 |
| INVESCO QQQ TR | UNIT SER 1 | $320.1K | 433 | — | 46090E103 |
| MCCORMICK & CO INC | COM NON VTG | $319.8K | 6,893 | — | 579780206 |
| MONDELEZ INTL INC | CL A | $308.5K | 5,336 | — | 609207105 |
| FIRST TR EXCHNG TRADED FD VI | VEST LADDERED US | $291.8K | 13,705 | — | 33744U881 |
| MICRON TECHNOLOGY INC | COM | $288.5K | 271 | — | 595112103 |
| ISHARES INC | CORE MSCI EMKT | $286.7K | 3,533 | — | 46434G103 |
| PUTNAM ETF TRUST | FRANK PA MUN ETF | $285.7K | 35,270 | — | 746729748 |
| BITWISE BITCOIN ETF TR | SHS BEN INT | $285.5K | 6,294 | — | 09174C104 |
| GE VERNOVA INC | COM | $284.3K | 299 | — | 36828A101 |
| ADVANCED MICRO DEVICES INC | COM | $280.8K | 459 | — | 007903107 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST INTL ETF | $274.7K | 11,574 | — | 33740F169 |
| T ROWE PRICE EXCHANGE-TRADED | PRICE BLUE CHIP | $257.9K | 5,016 | — | 87283Q107 |
| CONSTELLATION ENERGY CORP | COM | $247.9K | 976 | — | 21037T109 |
| ESCALADE INC | COM | $243.5K | 12,795 | — | 296056104 |
| POSTAL REALTY TRUST INC | CL A | $235.1K | 10,282 | — | 73757R102 |
| SHOPIFY INC | CL A SUB VTG SHS | $228.4K | 1,540 | — | 82509L107 |
| PHILIP MORRIS INTL INC | COM | $228.2K | 1,196 | — | 718172109 |
| ISHARES TR | IBONDS DEC2026 | $225.7K | 9,310 | — | 46435GAA0 |
| COINBASE GLOBAL INC | COM CL A | $224.4K | 1,204 | — | 19260Q107 |
| SPDR SERIES TRUST | ST STR SP400VAL | $223K | 2,520 | — | 78464A839 |
| ARK ETF TR | INNOVATION ETF | $222.4K | 2,496 | — | 00214Q104 |
| BAR HBR BANKSHARES | COM | $221K | 5,711 | — | 066849100 |
| PGIM ROCK ETF TR | S&P 500 BUFFER | $218.5K | 6,535 | — | 69420N726 |
| FIRST TR EXCHNG TRADED FD VI | VEST LAD CAP ETF | $213.9K | 8,663 | — | 33740F243 |
| CROWDSTRIKE HLDGS INC | CL A | $208.9K | 789 | — | 22788C105 |
| ARK ETF TR | SPACE & DEFENSE | $208.2K | 6,528 | — | 00214Q807 |
| GCM GROSVENOR INC | COM CL A | $207.9K | 16,132 | — | 36831E108 |
| ARK ETF TR | GENOMIC REV ETF | $207.8K | 3,832 | — | 00214Q302 |
| H2O AMERICA | COM | $205.4K | 3,333 | — | 784305104 |
| MSC INDL DIRECT INC | CL A | $204.8K | 1,656 | — | 553530106 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | $203.7K | 291 | — | 922908363 |
| ALTRIA GROUP INC | COM | $203.6K | 3,024 | — | 02209S103 |
| PNC FINL SVCS GROUP INC | COM | $201.2K | 905 | — | 693475105 |
| UMH PPTYS INC | COM | $176.3K | 11,446 | — | 903002103 |
| SUPERIOR GROUP OF CO INC | COM | $160.3K | 12,668 | — | 868358102 |
| HACKETT GROUP INC | COM | $143.9K | 14,316 | — | 404609109 |
| OCUGEN INC | COM | $113.7K | 110,378 | — | 67577C105 |
Values are shown exactly as filed. Before 2023 managers reported in thousands of dollars and afterwards in whole dollars; the reporting unit is not always determinable from the document, so nothing is converted automatically.
Source: U.S. Securities and Exchange Commission, Form 13F · as of 2026-10-19