Breakwater Investment Management
Holdings as of 2026-06-30, filed 2026-08-06 · recorded 2026-08-07 03:52:43.131 UTC
This is history, not a current position. These holdings describe 2026-06-30, and the report became public 37 days later. The portfolio has changed since.
Aggregates
computed from the positions belowPositions reported
600
Value reported by manager
$293.7M
Sum of our stored positions
$293.7M
should match the line above
Disclosure lag
37 d
quarter end to filing
Top 5 concentration
36.0%
of the positions shown
New positions
0
vs previous quarter
Exited
0
vs previous quarter
Option positions
0
puts and calls
Positions
200 largest shown| Issuer | Class | Value | Shares | Type | CUSIP |
|---|---|---|---|---|---|
| VANGUARD INDEX FDS | TOTAL STK MKT | $41.7M | 112,814 | — | 922908769 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | $24.8M | 856,304 | — | 808524102 |
| VANGUARD STAR FDS | VG TL INTL STK F | $19.2M | 224,508 | — | 921909768 |
| SPDR SERIES TRUST | ST STR PR SP1500 | $10.4M | 114,601 | — | 78464A805 |
| MICROSOFT CORP | COM | $9.1M | 24,486 | — | 594918104 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | $8.6M | 116,759 | — | 921937835 |
| SCHWAB STRATEGIC TR | CORE BOND ETF | $8M | 311,868 | — | 808524599 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | $7.8M | 93,654 | — | 922042775 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | $7.7M | 159,751 | — | 92203J407 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | $6.9M | 247,633 | — | 808524805 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | $6.6M | 41,885 | — | 922042742 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | $6.4M | 8,632 | — | 78462F103 |
| VANGUARD MALVERN FDS | CORE BD ETF | $6.4M | 82,465 | — | 922020748 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | $5.8M | 37,017 | — | 921946406 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | $5.8M | 97,327 | — | 922042858 |
| VANGUARD WORLD FD | MEGA GRWTH IND | $5.2M | 58,624 | — | 921910816 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | $5M | 21,278 | — | 921908844 |
| AMAZON COM INC | COM | $4.8M | 20,004 | — | 023135106 |
| ISHARES TR | CORE INTL AGGR | $4.5M | 88,227 | — | 46435G672 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | $4.3M | 137,098 | — | 808524797 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | $4M | 24,599 | — | 921910840 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | $3.4M | 35,041 | — | 921946794 |
| SPDR INDEX SHS FDS | ST STR PO EX ETF | $3.2M | 64,453 | — | 78463X889 |
| SPDR SERIES TRUST | ST STR AGGRE ETF | $3.1M | 123,141 | — | 78464A649 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | $3.1M | 134,779 | — | 808524839 |
| SPDR SERIES TRUST | ST STR USD ETF | $3.1M | 121,718 | — | 78468R515 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | $3.1M | 52,468 | — | 92206C102 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | $2.3M | 63,014 | — | 808524706 |
| SPDR INDEX SHS FDS | ST STR INFRA ETF | $2.2M | 28,941 | — | 78463X855 |
| SSGA ACTIVE TR | SST BRIDGEWATER | $2.1M | 72,459 | — | 78470P630 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | $2M | 83,963 | — | 808524862 |
| SCHWAB STRATEGIC TR | MUN BD ETF | $1.9M | 75,456 | — | 808524649 |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | $1.9M | 28,663 | — | 921946885 |
| SCHWAB STRATEGIC TR | US TIPS ETF | $1.8M | 66,492 | — | 808524870 |
| SPDR SERIES TRUST | SST SPDR BLOOMBE | $1.8M | 84,220 | — | 78464A391 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | $1.6M | 17,017 | — | 922908553 |
| VANGUARD INDEX FDS | GROWTH ETF | $1.6M | 18,881 | — | 922908736 |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | $1.6M | 18,140 | — | 922042874 |
| ALPHABET INC | CAP STK CL A | $1.5M | 4,226 | — | 02079K305 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | $1.5M | 29,214 | — | 922907746 |
| ISHARES INC | EURO HIGH YIELD | $1.4M | 26,647 | — | 464286210 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | $1.4M | 28,433 | — | 922020805 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | $1.4M | 47,561 | — | 808524201 |
| SCHWAB STRATEGIC TR | US REIT ETF | $1.4M | 58,738 | — | 808524847 |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | $1.4M | 14,788 | — | 921946810 |
| J P MORGAN EXCHANGE TRADED F | BETA EURO ET NE | $1.4M | 17,600 | — | 46641Q191 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | $1.4M | 19,209 | — | 921943858 |
| VANGUARD INDEX FDS | VALUE ETF | $1.4M | 6,198 | — | 922908744 |
| SPDR SERIES TRUST | ST SHO TREAS ETF | $1.3M | 46,325 | — | 78468R101 |
| VANGUARD WORLD FD | MEGA CAP INDEX | $1.3M | 4,880 | — | 921910873 |
| ISHARES TR | 0-5 YR TIPS ETF | $1.2M | 12,010 | — | 46429B747 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | $1.1M | 19,379 | — | 92206C706 |
| SPDR INDEX SHS FDS | ST PORT MARK ETF | $1.1M | 21,413 | — | 78463X509 |
| VANGUARD INDEX FDS | LARGE CAP ETF | $1.1M | 3,220 | — | 922908637 |
| SPDR GOLD TR | GOLD SHS | $1.1M | 2,903 | — | 78463V107 |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | $954.8K | 21,288 | — | 922042676 |
| SSGA ACTIVE ETF TR | ST STR REAL ETF | $945.3K | 27,391 | — | 78467V103 |
| SSGA ACTIVE TR | STATE STREET IG | $902.1K | 35,835 | — | 78470P622 |
| TCW ETF TRUST | TRANSFRM 500 ETF | $900.4K | 10,212 | — | 29287L106 |
| SSGA ACTIVE TR | ST STR BLACK ETF | $800.6K | 28,645 | — | 78470P846 |
| VANECK ETF TRUST | COMMODITY STGY | $744.7K | 11,281 | — | 92189H771 |
| VANGUARD SCOTTSDALE FDS | TOTAL CORP BND | $731.5K | 9,525 | — | 92206C573 |
| ISHARES TR | NATIONAL MUN ETF | $648.5K | 6,026 | — | 464288414 |
| ISHARES TR | US TREAS BD ETF | $590.7K | 25,932 | — | 46429B267 |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | $574.8K | 4,179 | — | 921932828 |
| VANGUARD WORLD FD | INF TECH ETF | $570.8K | 4,776 | — | 92204A702 |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | $559K | 11,618 | — | 808524888 |
| ISHARES TR | CORE S&P500 ETF | $552.5K | 738 | — | 464287200 |
| ISHARES TR | MSCI AC ASIA ETF | $542.6K | 4,547 | — | 464288182 |
| J P MORGAN EXCHANGE TRADED F | JPMORGAN INTL VL | $513.9K | 5,589 | — | 46654Q757 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | $512.6K | 6,579 | — | 921937827 |
| SPDR SERIES TRUST | ST STR NUVEE ETF | $486.1K | 10,613 | — | 78468R721 |
| SPDR SERIES TRUST | ST SHOR CORP ETF | $475.9K | 15,857 | — | 78464A474 |
| VANGUARD BD INDEX FDS | INTERMED TERM | $471.8K | 6,151 | — | 921937819 |
| APPLE INC | COM | $470.8K | 1,627 | — | 037833100 |
| ISHARES TR | RUSSELL 2000 ETF | $451.9K | 1,504 | — | 464287655 |
| ALPHABET INC | CAP STK CL C | $437.1K | 1,237 | — | 02079K107 |
| PIMCO ETF TR | 1-5 US TIP IDX | $433.4K | 8,126 | — | 72201R205 |
| SPDR SERIES TRUST | ST STR CORPO ETF | $380.1K | 13,089 | — | 78464A144 |
| ISHARES TR | JPMORGAN USD EMG | $303.5K | 3,147 | — | 464288281 |
| INVESCO EXCHANGE TRADED FD T | RAFI US 1000 ETF | $302.6K | 5,600 | — | 46137V613 |
| WISDOMTREE TR | US QTLY DIV GRT | $302K | 3,158 | — | 97717X669 |
| ISHARES TR | GL TIMB FORE ETF | $277.2K | 4,184 | — | 464288174 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US B | $272.4K | 8,943 | — | 808524789 |
| ISHARES TR | GLOBAL 100 ETF | $271.8K | 1,990 | — | 464287572 |
| VANGUARD WORLD FD | INDUSTRIAL ETF | $263.4K | 731 | — | 92204A603 |
| NVIDIA CORPORATION | COM | $249.3K | 1,246 | — | 67066G104 |
| STATE STR SPDR S&P MIDCAP 40 | UTSER1 S&PDCRP | $245.5K | 349 | — | 78467Y107 |
| PALANTIR TECHNOLOGIES INC | CL A | $244.1K | 2,092 | — | 69608A108 |
| ISHARES TR | SELECT DIVID ETF | $242K | 1,548 | — | 464287168 |
| ISHARES INC | MSCI STH KOR ETF | $233.8K | 1,158 | — | 464286772 |
| SPDR SERIES TRUST | ST STR P500ETF | $226.7K | 2,580 | — | 78464A854 |
| VANGUARD INDEX FDS | SMALL CP ETF | $225.5K | 744 | — | 922908751 |
| WALMART INC | COM | $222.1K | 1,961 | — | 931142103 |
| ISHARES TR | MSCI EMG MKT ETF | $215.4K | 3,148 | — | 464287234 |
| SPDR SERIES TRUST | ST STR SP HOME | $198.8K | 1,720 | — | 78464A888 |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | $195.5K | 1,690 | — | 922042866 |
| EXXON MOBIL CORP | COM | $194.6K | 1,423 | — | 30231G102 |
| ISHARES S&P GSCI COMMODITY- | UNIT BEN INT | $193.5K | 6,766 | — | 46428R107 |
| GARMIN LTD | SHS | $188.1K | 792 | — | H2906T109 |
| THERMO FISHER SCIENTIFIC INC | COM | $180.5K | 360 | — | 883556102 |
| INTUITIVE SURGICAL INC | COM NEW | $179.8K | 452 | — | 46120E602 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | $178.1K | 2,155 | — | 92206C870 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | $167.6K | 5,388 | — | 808524771 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | $163.6K | 3,101 | — | 808524755 |
| ISHARES INC | CORE MSCI EMKT | $163K | 1,968 | — | 46434G103 |
| OMEROS CORP | COM | $162.1K | 17,048 | — | 682143102 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | $153.2K | 1,939 | — | 92206C409 |
| INVESCO QQQ TR | UNIT SER 1 | $153.2K | 208 | — | 46090E103 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | $150.4K | 219 | — | 922908363 |
| STARBUCKS CORP | COM | $145.3K | 1,422 | — | 855244109 |
| FLUOR CORP | COM | $141.5K | 2,700 | — | 343412102 |
| BANK OF AMER CORP | COM | $137.2K | 2,407 | — | 060505104 |
| META PLATFORMS INC | CL A | $136.9K | 243 | — | 30303M102 |
| HILTON WORLDWIDE HLDGS INC | COM | $131.2K | 397 | — | 43300A203 |
| VANGUARD INDEX FDS | MID CAP ETF | $128.3K | 1,592 | — | 922908629 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | $121.3K | 185 | — | 92189F676 |
| ISHARES TR | FUTU AI TECH ETF | $121.2K | 1,591 | — | 46435U556 |
| AMERIPRISE FINL INC | COM | $120.2K | 262 | — | 03076C106 |
| WISDOMTREE TR | YIELD ENHANCD US | $116.3K | 2,675 | — | 97717X511 |
| ISHARES TR | GLOBAL REIT ETF | $115.6K | 4,186 | — | 46434V647 |
| ROCKWELL AUTOMATION INC | COM | $112.4K | 227 | — | 773903109 |
| ISHARES TR | MSCI EAFE ETF | $110.4K | 1,063 | — | 464287465 |
| CISCO SYS INC | COM | $104.5K | 890 | — | 17275R102 |
| ISHARES TR | CORE US AGGBD ET | $102.2K | 1,033 | — | 464287226 |
| ISHARES TR | GLOB HLTHCRE ETF | $101.9K | 1,036 | — | 464287325 |
| ISHARES INC | MSCI TAIWAN ETF | $101.6K | 935 | — | 46434G772 |
| ISHARES GOLD TR | ISHARES NEW | $101.1K | 1,339 | — | 464285204 |
| SPDR SERIES TRUST | ST POR TREAS ETF | $95.7K | 3,183 | — | 78468R457 |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | $94K | 2,550 | — | 808524508 |
| HOME DEPOT INC | COM | $91K | 258 | — | 437076102 |
| SCHWAB STRATEGIC TR | FUND EM EQUI ETF | $88.7K | 2,236 | — | 808524730 |
| ISHARES TR | MSCI ACWI EX US | $87.9K | 1,155 | — | 464288240 |
| ISHARES TR | CORE MSCI TOTAL | $86.9K | 910 | — | 46432F834 |
| VANGUARD CALIF TAX FREE FDS | TAX EXEMPT BD FD | $85.6K | 851 | — | 922021605 |
| MASTERCARD INCORPORATED | CL A | $83.7K | 163 | — | 57636Q104 |
| VANGUARD INDEX FDS | SM CP VAL ETF | $78.5K | 323 | — | 922908611 |
| TJX COS INC NEW | COM | $77.9K | 514 | — | 872540109 |
| BOEING CO | COM | $76K | 351 | — | 097023105 |
| LOWES COS INC | COM | $75.6K | 343 | — | 548661107 |
| CHEVRON CORPORATION | COM | $75.6K | 456 | — | 166764100 |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | $74.8K | 3,032 | — | 808524854 |
| ISHARES TR | CORE S&P TTL STK | $72.6K | 442 | — | 464287150 |
| ISHARES TR | TIPS BD ETF | $71.6K | 654 | — | 464287176 |
| ELI LILLY & CO | COM | $70.8K | 59 | — | 532457108 |
| BROADCOM INC | COM | $69.5K | 184 | — | 11135F101 |
| ISHARES TR | S&P MC 400VL ETF | $68.4K | 463 | — | 464287705 |
| ISHARES TR | GLB INFRASTR ETF | $67.7K | 1,016 | — | 464288372 |
| ECOLAB INC | COM | $64.4K | 231 | — | 278865100 |
| COSTCO WHOLESALE CORPORATION | COM | $63.6K | 68 | — | 22160K105 |
| INTERCONTINENTAL EXCHANGE IN | COM | $59.1K | 480 | — | 45866F104 |
| SELECT SECTOR SPDR TR | ST STR CARE ETF | $58.5K | 369 | — | 81369Y209 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | $58.3K | 378 | — | 922042718 |
| ADOBE INC | COM | $57.4K | 280 | — | 00724F101 |
| PROCTER & GAMBLE CO | COM | $54.3K | 370 | — | 742718109 |
| ISHARES INC | MSCI PAC JP ETF | $53.5K | 1,005 | — | 464286665 |
| VANGUARD INDEX FDS | SML CP GRW ETF | $52.2K | 143 | — | 922908595 |
| DANAHER CORP DEL | COM | $52K | 273 | — | 235851102 |
| SPDR SERIES TRUST | ST INTL BBG ETF | $50.3K | 2,318 | — | 78464A516 |
| ISHARES TR | CORE MSCI EAFE | $50.1K | 519 | — | 46432F842 |
| INVESCO EXCH TRADED FD TR II | EMRNG MKT SVRG | $48.3K | 2,230 | — | 46138E784 |
| SCHWAB STRATEGIC TR | INTERNL DIVID | $46.4K | 1,463 | — | 808524672 |
| ISHARES TR | CORE S&P US GWT | $46.1K | 245 | — | 464287671 |
| ISHARES TR | 1 3 YR TREAS BD | $45.4K | 553 | — | 464287457 |
| ARK ETF TR | NEXT GNRTN INTER | $43.5K | 300 | — | 00214Q401 |
| LOCKHEED MARTIN CORP | COM | $43.3K | 85 | — | 539830109 |
| ISHARES INC | MSCI JAPAN ETF | $43.3K | 464 | — | 46434G822 |
| JOHNSON & JOHNSON | COM | $42.9K | 169 | — | 478160104 |
| SCHWAB STRATEGIC TR | 1000 INDEX ETF | $42.3K | 1,174 | — | 808524722 |
| ORACLE CORP | COM | $41.5K | 283 | — | 68389X105 |
| ISHARES TR | EAFE VALUE ETF | $40.5K | 528 | — | 464288877 |
| ISHARES INC | MSCI EURZONE ETF | $40.1K | 577 | — | 464286608 |
| ISHARES TR | SELECT US REIT | $38.6K | 570 | — | 464287564 |
| ISHARES TR | MSCI ACWI ETF | $36.4K | 232 | — | 464288257 |
| ISHARES TR | CORE S&P MCP ETF | $35.5K | 460 | — | 464287507 |
| ISHARES TR | RUSSELL 3000 ETF | $35.4K | 83 | — | 464287689 |
| ISHARES TR | RUS 1000 ETF | $35.2K | 86 | — | 464287622 |
| INVESCO EXCH TRADED FD TR II | GLOBAL WATER | $34.8K | 774 | — | 46138E651 |
| ISHARES INC | MSCI SWITZERLAND | $34.3K | 546 | — | 464286749 |
| ISHARES TR | EAFE GRWTH ETF | $34.3K | 275 | — | 464288885 |
| ILLINOIS TOOL WKS INC | COM | $34.1K | 126 | — | 452308109 |
| ISHARES INC | MSCI TURKEY ETF | $32.6K | 838 | — | 464286715 |
| ARK ETF TR | INNOVATION ETF | $32.3K | 400 | — | 00214Q104 |
| VANGUARD WORLD FD | ESG US STK ETF | $30.3K | 229 | — | 921910733 |
| ACCENTURE PLC IRELAND | SHS CLASS A | $29.6K | 238 | — | G1151C101 |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | $29.3K | 424 | — | 46137V142 |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | $27.6K | 590 | — | 92206C771 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | $26.7K | 135 | — | 922908512 |
| WISDOMTREE TR | INDIA ERNGS FD | $26.6K | 621 | — | 97717W422 |
| VANGUARD WORLD FD | CONSUM STP ETF | $25.9K | 115 | — | 92204A207 |
| CATERPILLAR INC | COM | $25.6K | 24 | — | 149123101 |
| HONEYWELL INTL INC | COM | $25.5K | 114 | — | 438516205 |
| ARCHER DANIELS MIDLAND CO | COM | $25.4K | 333 | — | 039483102 |
| HONEYWELL AEROSPACE INC | COM | $25K | 113 | — | 43849R105 |
| TEXAS INSTRS INC | COM | $23.8K | 80 | — | 882508104 |
| ISHARES TR | GBL COMM SVC ETF | $22.7K | 201 | — | 464287275 |
| WISDOMTREE TR | INTK MLTIFACTR | $20.8K | 613 | — | 97717Y774 |
| VANGUARD MUN BD FDS | CORE TAX EXEMPT | $20.7K | 271 | — | 922907712 |
| ISHARES TR | CORE S&P SCP ETF | $20.2K | 136 | — | 464287804 |
| DTE ENERGY CO | COM | $19.5K | 128 | — | 233331107 |
Values are shown exactly as filed. Before 2023 managers reported in thousands of dollars and afterwards in whole dollars; the reporting unit is not always determinable from the document, so nothing is converted automatically.
Source: U.S. Securities and Exchange Commission, Form 13F · as of 2026-08-06