Breakwater Capital Group
Holdings as of 2026-09-30, filed 2026-10-09 · recorded 2026-10-10 03:50:30.329 UTC
This is history, not a current position. These holdings describe 2026-09-30, and the report became public 9 days later. The portfolio has changed since.
Aggregates
computed from the positions belowPositions reported
392
Value reported by manager
$844.1M
Sum of our stored positions
$844.1M
should match the line above
Disclosure lag
9 d
quarter end to filing
Top 5 concentration
17.5%
of the positions shown
New positions
30
vs previous quarter
Exited
15
vs previous quarter
Option positions
0
puts and calls
Positions
200 largest shown| Issuer | Class | Value | Shares | Type | CUSIP |
|---|---|---|---|---|---|
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | $33.4M | 452,494 | — | 46641Q761 |
| APPLE INC | COM | $26.7M | 80,130 | — | 037833100 |
| VANGUARD WORLD FD | MRNGSTR VAL ETF | $26.5M | 164,589 | — | 921910840 |
| ISHARES TR | RUS 1000 GRW ETF | $24.5M | 195,640 | — | 464287614 |
| INVESCO EXCHANGE TRADED FD T | RAFI US 1000 ETF | $24M | 440,276 | — | 46137V613 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | $20.4M | 98,246 | — | 46137V357 |
| ISHARES TR | CORE S&P500 ETF | $19.6M | 25,609 | — | 464287200 |
| VANGUARD INDEX FDS | MRNGSTR VAL ETF | $16.3M | 75,541 | — | 922908744 |
| ISHARES TR | MSCI INTL QUALTY | $16.1M | 324,762 | — | 46434V456 |
| ISHARES TR | RUS 1000 VAL ETF | $14.9M | 60,249 | — | 464287598 |
| BLACKROCK ETF TRUST II | ISHA FLEX IN ETF | $13.2M | 259,389 | — | 092528603 |
| PIMCO ETF TR | MULTISECTOR BD | $13M | 512,052 | — | 72201R585 |
| MICROSOFT CORP | COM | $12.1M | 23,504 | — | 594918104 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | $11.6M | 368,368 | — | 808524771 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | $11.2M | 15,963 | — | 922908363 |
| SPDR SERIES TRUST | ST STR P500GRW | $11.1M | 89,907 | — | 78464A409 |
| INVESCO EXCH TRADED FD TR II | RAFI DVLPD MRKTS | $10M | 130,622 | — | 46138E743 |
| ISHARES TR | FALN ANGLS USD | $9.9M | 379,907 | — | 46435G474 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | $9.8M | 196,307 | — | 808524748 |
| INVESCO EXCH TRADED FD TR II | INTL BUYBACK | $9.5M | 160,008 | — | 46138E644 |
| TCW ETF TRUST | FLEXIBLE INCOME | $8.5M | 225,392 | — | 29287L700 |
| ISHARES TR | RUS 1000 ETF | $8.2M | 19,645 | — | 464287622 |
| COLUMBIA ETF TR II | EM CORE EX ETF | $8.1M | 158,266 | — | 19762B202 |
| AMAZON COM INC | COM | $7.4M | 29,656 | — | 023135106 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | $7.3M | 148,807 | — | 922020805 |
| NVIDIA CORPORATION | COM | $7M | 30,546 | — | 67066G104 |
| DIMENSIONAL ETF TRUST | EMERGING MKTS VA | $6.8M | 159,781 | — | 25434V740 |
| ISHARES TR | MSCI USA QLT FCT | $6.6M | 29,547 | — | 46432F339 |
| SPDR SERIES TRUST | ST INTER BD ETF | $6.5M | 201,557 | — | 78464A375 |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | $6.5M | 69,083 | — | 025072604 |
| ISHARES TR | CORE DIVID ETF | $6.4M | 99,250 | — | 46435U861 |
| INVESCO EXCH TRADED FD TR II | S&P SMLCAP QTY | $6.3M | 140,087 | — | 46138G300 |
| FIDELITY COVINGTON TRUST | ENHANCED SML CAP | $6.2M | 137,686 | — | 31609A206 |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | $6.1M | 146,411 | — | 25434V203 |
| WISDOMTREE TR | US MIDCAP FUND | $5.8M | 81,381 | — | 97717W570 |
| TRANE TECHNOLOGIES PLC | SHS | $5.8M | 12,848 | — | G8994E103 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | $5.6M | 100,137 | — | 25434V807 |
| ALPHABET INC | CAP STK CL C | $5.5M | 16,091 | — | 02079K107 |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | $5.4M | 66,500 | — | 132061201 |
| ISHARES TR | EAFE GRWTH ETF | $5.2M | 43,543 | — | 464288885 |
| ISHARES TR | CORE S&P MCP ETF | $5.1M | 71,389 | — | 464287507 |
| VANGUARD WORLD FD | MRNGSTR MEGA CAP | $5.1M | 54,840 | — | 921910816 |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP MOMNTUM | $4.9M | 33,316 | — | 46137V464 |
| ISHARES TR | CORE S&P US VLU | $4.9M | 44,153 | — | 464287663 |
| STATE STR SPDR S&P MIDCAP 40 | UTSER1 S&PDCRP | $4.8M | 7,339 | — | 78467Y107 |
| ISHARES TR | S&P 500 GRWT ETF | $4.6M | 32,352 | — | 464287309 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | $4.6M | 90,953 | — | 47103U845 |
| ISHARES TR | ISHS 5-10YR INVT | $4.3M | 86,310 | — | 464288638 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | $4.3M | 5,678 | — | 78462F103 |
| JPMORGAN CHASE & CO | COM | $4.2M | 12,797 | — | 46625H100 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | $3.9M | 49,966 | — | 92206C870 |
| ISHARES TR | CORE S&P SCP ETF | $3.9M | 28,513 | — | 464287804 |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | $3.7M | 94,948 | — | 25434V302 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | $3.6M | 7,302 | — | 084670702 |
| VANECK ETF TRUST | FALLEN ANGEL HG | $3.6M | 130,176 | — | 92189F437 |
| ORACLE CORP | COM | $3.6M | 25,984 | — | 68389X105 |
| SPDR SERIES TRUST | ST STR SP600 SML | $3.5M | 66,117 | — | 78468R853 |
| SPDR SERIES TRUST | ST STR P400MID | $3.5M | 54,838 | — | 78464A847 |
| ALPHABET INC | CAP STK CL A | $3.3M | 9,702 | — | 02079K305 |
| ISHARES TR | 0-5 YR TIPS ETF | $3.3M | 33,157 | — | 46429B747 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US S | $3.3M | 93,706 | — | 808524763 |
| SPDR SERIES TRUST | ST STR SP BIOT | $3.2M | 20,157 | — | 78464A870 |
| JANUS DETROIT STR TR | HENDERSN SML ETF | $3.1M | 34,842 | — | 47103U209 |
| ELI LILLY & CO | COM | $3.1M | 2,683 | — | 532457108 |
| INVESCO EXCHANGE TRADED FD T | RAFI US 1500 | $3.1M | 59,025 | — | 46137V597 |
| BLACKROCK MUNIHLDGS NJ QLTY | COM | $3.1M | 270,992 | — | 09254X101 |
| PGIM ETF TR | AAA CLO ETF | $2.9M | 57,050 | — | 69344A834 |
| INVESCO EXCHANGE TRADED FD T | BUYBACK ACHIEV | $2.9M | 20,395 | — | 46137V308 |
| ISHARES TR | EAFE SML CP ETF | $2.9M | 33,898 | — | 464288273 |
| ISHARES TR | INVT GRAD SY ETF | $2.9M | 66,869 | — | 46435G219 |
| PUTNAM ETF TRUST | FOCUSED LAR CAP | $2.9M | 54,360 | — | 746729300 |
| INVESCO QQQ TR | UNIT SER 1 | $2.8M | 3,761 | — | 46090E103 |
| INVESCO EXCH TRADED FD TR II | S&P INTL QULTY | $2.8M | 64,368 | — | 46138E214 |
| SPDR SERIES TRUST | ST STR P500VAL | $2.8M | 45,158 | — | 78464A508 |
| INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | $2.7M | 23,108 | — | 46137V431 |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | $2.7M | 28,990 | — | 921946810 |
| ANGEL OAK FUNDS TRUST | HIGH YIE OPP ETF | $2.6M | 246,528 | — | 03463K745 |
| FIDELITY COVINGTON TRUST | ENHANCED INTL | $2.5M | 63,883 | — | 31609A404 |
| META PLATFORMS INC | CL A | $2.5M | 3,502 | — | 30303M102 |
| ISHARES INC | MSCI JAPAN ETF | $2.5M | 25,808 | — | 46434G822 |
| VANECK ETF TRUST | CLO ETF | $2.4M | 45,530 | — | 92189H748 |
| ISHARES TR | EAFE VALUE ETF | $2.4M | 29,905 | — | 464288877 |
| ISHARES TR | S&P MC 400VL ETF | $2.3M | 16,463 | — | 464287705 |
| MARVELL TECHNOLOGY INC | COM | $2.2M | 8,458 | — | 573874104 |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | $2.2M | 46,734 | — | 46641Q647 |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | $2.2M | 55,631 | — | 25434V732 |
| ISHARES TR | MSCI INTL VLU FT | $2.2M | 50,966 | — | 46435G409 |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | $2.2M | 19,914 | — | 025072802 |
| CITIGROUP INC | COM NEW | $2.2M | 16,757 | — | 172967424 |
| GE AEROSPACE | COM NEW | $2.1M | 6,851 | — | 369604301 |
| PROSHARES TR | S&P 500 DV ARIST | $2.1M | 39,513 | — | 74348A467 |
| VANGUARD INDEX FDS | MRNGSTR GRWT ETF | $2.1M | 23,475 | — | 922908736 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | $2.1M | 29,878 | — | 921943858 |
| WISDOMTREE TR | GLOB EX US QU FD | $2.1M | 46,993 | — | 97717W844 |
| VANGUARD BD INDEX FDS | INTERMED TERM | $2.1M | 28,293 | — | 921937819 |
| BANK OF AMER CORP | COM | $2M | 37,608 | — | 060505104 |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR VAL | $2M | 17,567 | — | 46137V258 |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | $2M | 43,912 | — | 46641Q159 |
| VANGUARD INDEX FDS | MRNGSTR SML CP V | $2M | 8,481 | — | 922908611 |
| INVESCO EXCH TRD SLF IDX FD | RAFI STRATGIC US | $2M | 28,865 | — | 46138J742 |
| VISA INC | COM CL A | $1.9M | 5,421 | — | 92826C839 |
| VANGUARD INDEX FDS | MRNGSTR TTL STK | $1.9M | 5,203 | — | 922908769 |
| GOLDMAN SACHS ETF TR | MUNI INCOME ETF | $1.9M | 39,828 | — | 38149W549 |
| ISHARES TR | INTERNATIONAL SL | $1.9M | 43,400 | — | 46434V266 |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | $1.9M | 15,171 | — | 921932828 |
| PALANTIR TECHNOLOGIES INC | CL A | $1.8M | 9,855 | — | 69608A108 |
| SCHWAB STRATEGIC TR | FUND EM EQUI ETF | $1.8M | 42,381 | — | 808524730 |
| ISHARES TR | MSCI EAFE MIN VL | $1.7M | 18,880 | — | 46429B689 |
| WISDOMTREE TR | ITL HIGH DIV FD | $1.7M | 30,444 | — | 97717W802 |
| ISHARES TR | RUS TOP 200 ETF | $1.7M | 8,891 | — | 464289446 |
| MICRON TECHNOLOGY INC | COM | $1.7M | 1,585 | — | 595112103 |
| EATON CORP PLC | SHS | $1.7M | 3,879 | — | G29183103 |
| JOHNSON & JOHNSON | COM | $1.7M | 6,285 | — | 478160104 |
| CATERPILLAR INC | COM | $1.7M | 2,038 | — | 149123101 |
| WALMART INC | COM | $1.6M | 15,785 | — | 931142103 |
| BLACKROCK ETF TRUST II | ISHA TOTA RE ETF | $1.6M | 33,712 | — | 092528876 |
| ISHARES TR | SYSTEMATIC BD ET | $1.6M | 18,772 | — | 46435U796 |
| FIDELITY COVINGTON TRUST | QLTY FCTOR ETF | $1.6M | 18,861 | — | 316092790 |
| ABBVIE INC | COM | $1.6M | 5,985 | — | 00287Y109 |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | $1.5M | 18,130 | — | 46137V241 |
| WELLS FARGO & CO | COM | $1.5M | 18,988 | — | 949746101 |
| GE VERNOVA INC | COM | $1.5M | 1,590 | — | 36828A101 |
| AMERICAN CENTY ETF TR | INTL EQT ETF | $1.5M | 16,687 | — | 025072703 |
| PFIZER INC | COM | $1.5M | 52,094 | — | 717081103 |
| DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | $1.5M | 43,815 | — | 25434V765 |
| SPDR SERIES TRUST | ST STR CORPO ETF | $1.5M | 53,431 | — | 78464A144 |
| MERCK & CO INC | COM | $1.5M | 10,090 | — | 58933Y105 |
| HOME DEPOT INC | COM | $1.5M | 5,097 | — | 437076102 |
| MORGAN STANLEY | COM NEW | $1.4M | 7,513 | — | 617446448 |
| GMO ETF TRUST | US QUALITY ETF | $1.4M | 32,686 | — | 90139K100 |
| ISHARES TR | CORE MSCI TOTAL | $1.4M | 14,693 | — | 46432F834 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | $1.4M | 7,035 | — | 81369Y803 |
| NEXTERA ENERGY INC | COM | $1.4M | 18,070 | — | 65339F101 |
| DEERE & CO | COM | $1.3M | 1,986 | — | 244199105 |
| SELECT SECTOR SPDR TR | ST STR FINL ETF | $1.3M | 24,333 | — | 81369Y605 |
| PIMCO ETF TR | INTER MUN BD ACT | $1.3M | 25,868 | — | 72201R866 |
| QUEST DIAGNOSTICS INC | COM | $1.3M | 5,423 | — | 74834L100 |
| ISHARES INC | MSCI EMRG CHN | $1.3M | 12,748 | — | 46434G764 |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP VLU MNT | $1.3M | 18,037 | — | 46137V456 |
| CISCO SYS INC | COM | $1.2M | 11,606 | — | 17275R102 |
| ISHARES TR | HIGH YLD SYSTM B | $1.2M | 27,728 | — | 46435G250 |
| ISHARES TR | CORE MSCI EAFE | $1.2M | 12,790 | — | 46432F842 |
| BLACKROCK ETF TRUST II | ISHARES AAA CLO | $1.2M | 23,756 | — | 092528504 |
| FIDELITY COVINGTON TRUST | ENHA HIGH YI ETF | $1.2M | 25,691 | — | 316092618 |
| NUVEEN AMT FREE QLTY MUN INC | COM | $1.2M | 121,950 | — | 670657105 |
| NUVEEN QUALITY MUNCP INCOME | COM | $1.2M | 119,899 | — | 67066V101 |
| INTEL CORP | COM | $1.2M | 9,992 | — | 458140100 |
| VANECK ETF TRUST | SHRT HGH YLD MUN | $1.2M | 53,850 | — | 92189F387 |
| ISHARES TR | MSCI US GARP ETF | $1.2M | 13,728 | — | 46436E403 |
| INVESCO EXCH TRADED FD TR II | FNDMNTL IG CRP | $1.2M | 50,586 | — | 46138E693 |
| AT&T INC | COM | $1.2M | 47,503 | — | 00206R102 |
| INGERSOLL RAND INC | COM | $1.1M | 15,231 | — | 45687V106 |
| TJX COS INC NEW | COM | $1.1M | 8,620 | — | 872540109 |
| INVESCO EXCH TRADED FD TR II | RUSEL 1000 EQL | $1.1M | 19,637 | — | 46138E420 |
| ISHARES TR | MSCI EAFE ETF | $1.1M | 10,800 | — | 464287465 |
| FREEPORT MCMORAN INC | CL B | $1.1M | 15,930 | — | 35671D857 |
| INVESCO EXCHANGE TRADED FD T | S&P SMLCP MOMENT | $1.1M | 13,589 | — | 46137V498 |
| PNC FINL SVCS GROUP INC | COM | $1.1M | 4,923 | — | 693475105 |
| BROADCOM INC | COM | $1.1M | 3,041 | — | 11135F101 |
| ISHARES TR | S&P MC 400GR ETF | $1.1M | 9,725 | — | 464287606 |
| ISHARES TR | RUS MID CAP ETF | $1.1M | 9,950 | — | 464287499 |
| VERTEX PHARMACEUTICALS INC | COM | $1.1M | 2,028 | — | 92532F100 |
| QUALCOMM INC | COM | $1.1M | 5,745 | — | 747525103 |
| CHEVRON CORPORATION | COM | $1M | 5,097 | — | 166764100 |
| BLACKROCK MUNIYILD QULT FD I | COM | $1M | 104,494 | — | 09254F100 |
| NUVEEN MUN VALUE FD INC | COM | $1M | 124,066 | — | 670928100 |
| ARISTA NETWORKS INC | COM SHS | $1M | 5,046 | — | 040413205 |
| VANGUARD INDEX FDS | MRNGSTR LRG CAP | $1M | 2,876 | — | 922908637 |
| VANGUARD INDEX FDS | MRNGSTR MID CAP | $1M | 12,888 | — | 922908629 |
| NUVEEN MUN HIGH INCOME OPPOR | COM | $1M | 111,971 | — | 670682103 |
| ISHARES TR | RUSSELL 2000 ETF | $987.8K | 3,555 | — | 464287655 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | $978.5K | 2,145 | — | 874039100 |
| GOLDMAN SACHS ETF TR | EQUAL WEIGHT US | $973.1K | 10,455 | — | 381430438 |
| PGIM ETF TR | ACTV HY BD ETF | $966.1K | 28,899 | — | 69344A206 |
| ADVANCED MICRO DEVICES INC | COM | $961.7K | 1,572 | — | 007903107 |
| AMERICAN CENTY ETF TR | EMERGING MKT VAL | $957.7K | 14,705 | — | 025072372 |
| ISHARES TR | MSCI JP VALUE | $947K | 19,522 | — | 46435U374 |
| GOLDMAN SACHS GROUP INC | COM | $941.8K | 1,046 | — | 38141G104 |
| RTX CORPORATION | COM | $941.6K | 5,072 | — | 75513E101 |
| J P MORGAN EXCHANGE TRADED F | HEDG EQU LAD ETF | $938.9K | 13,574 | — | 46654Q724 |
| SNOWFLAKE INC | COM SHS | $931.2K | 2,742 | — | 833445109 |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP QUALITY | $916.8K | 8,212 | — | 46137V472 |
| AMGEN INC | COM | $914.7K | 2,170 | — | 031162100 |
| AMERICAN CENTY ETF TR | AVANTIS INTL SML | $908.9K | 11,634 | — | 025072190 |
| TESLA INC | COM | $898.4K | 2,532 | — | 88160R101 |
| INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | $892.5K | 41,758 | — | 46137V548 |
| COSTCO WHOLESALE CORPORATION | COM | $890.3K | 978 | — | 22160K105 |
| INTERNATIONAL BUSINESS MACHS | COM | $872.2K | 3,966 | — | 459200101 |
| SHOPIFY INC | CL A SUB VTG SHS | $860.9K | 5,805 | — | 82509L107 |
| ASML HLDG NV | N Y REGISTRY SHS | $856.9K | 473 | — | N07059210 |
| UNITEDHEALTH GROUP INC | COM | $818.2K | 2,229 | — | 91324P102 |
| SALESFORCE INC | COM | $815K | 3,550 | — | 79466L302 |
| INVESCO EXCH TRADED FD TR II | RAFI EMRGNG MRKT | $814.8K | 28,030 | — | 46138E727 |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | $814.8K | 18,822 | — | 25434V781 |
| VANGUARD WELLINGTON FD | US MOMENTUM | $814.7K | 3,588 | — | 921935508 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | $809.6K | 24,887 | — | 808524797 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | $809.6K | 5,215 | — | 922042718 |
| ISHARES TR | MSCI USA VALUE | $807.2K | 4,077 | — | 46432F388 |
| APPLIED MATLS INC | COM | $782.9K | 1,531 | — | 038222105 |
| NUVEEN AMT-FREE MUN VALUE FD | COM | $771K | 58,187 | — | 670695105 |
Values are shown exactly as filed. Before 2023 managers reported in thousands of dollars and afterwards in whole dollars; the reporting unit is not always determinable from the document, so nothing is converted automatically.
Source: U.S. Securities and Exchange Commission, Form 13F · as of 2026-10-09