Castle Rock Wealth Management, LLC
Holdings as of 2026-09-30, filed 2026-10-09 · recorded 2026-10-10 03:50:35.334 UTC
This is history, not a current position. These holdings describe 2026-09-30, and the report became public 9 days later. The portfolio has changed since.
Aggregates
computed from the positions belowPositions reported
269
Value reported by manager
$531.2M
Sum of our stored positions
$531.2M
should match the line above
Disclosure lag
9 d
quarter end to filing
Top 5 concentration
21.4%
of the positions shown
New positions
19
vs previous quarter
Exited
18
vs previous quarter
Option positions
0
puts and calls
Positions
200 largest shown| Issuer | Class | Value | Shares | Type | CUSIP |
|---|---|---|---|---|---|
| NVIDIA CORPORATION | COM | $26M | 108,566 | — | 67066G104 |
| ISHARES TR | 0-3 MTH TREASURY | $22.4M | 222,619 | — | 46436E718 |
| COCA COLA CO | COM | $20.9M | 242,821 | — | 191216100 |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | $20.5M | 205,469 | — | 381430529 |
| CHEVRON CORPORATION | COM | $20M | 96,199 | — | 166764100 |
| ISHARES TR | TRS FLT RT BD | $18.4M | 363,427 | — | 46434V860 |
| APPLE INC | COM | $15.7M | 47,042 | — | 037833100 |
| WISDOMTREE TR | FLOATNG RAT TREA | $12.2M | 242,868 | — | 97717Y527 |
| MICROSOFT CORP | COM | $10.7M | 20,277 | — | 594918104 |
| ALPHABET INC | CAP STK CL C | $9.2M | 26,786 | — | 02079K107 |
| PALO ALTO NETWORKS INC | COM | $9M | 21,353 | — | 697435105 |
| AMAZON COM INC | COM | $8.5M | 32,991 | — | 023135106 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | $7.6M | 319,545 | — | 808524862 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | $6.5M | 8,299 | — | 78462F103 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | $6.4M | 10,144 | — | 92189F676 |
| META PLATFORMS INC | CL A | $6.3M | 8,587 | — | 30303M102 |
| INVESCO QQQ TR | UNIT SER 1 | $6.2M | 8,112 | — | 46090E103 |
| ISHARES TR | FLTG RATE NT ETF | $5.7M | 111,857 | — | 46429B655 |
| ISHARES TR | TRUST ISHARE 0-1 | $5.6M | 51,122 | — | 464288679 |
| BROADCOM INC | COM | $5.4M | 14,357 | — | 11135F101 |
| JPMORGAN CHASE & CO | COM | $5.2M | 15,781 | — | 46625H100 |
| ISHARES TR | U.S. TECH ETF | $4.8M | 17,645 | — | 464287721 |
| MICRON TECHNOLOGY INC | COM | $4.6M | 4,373 | — | 595112103 |
| CROWDSTRIKE HLDGS INC | CL A | $4.4M | 15,783 | — | 22788C105 |
| EATON CORP PLC | SHS | $4.1M | 9,145 | — | G29183103 |
| ADVANCED MICRO DEVICES INC | COM | $4M | 6,131 | — | 007903107 |
| THE ALGER ETF TRUST | CONCENTRATED EQT | $4M | 94,905 | — | 015564404 |
| VISA INC | COM CL A | $4M | 10,686 | — | 92826C839 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $4M | 89,044 | — | 45782C417 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $3.9M | 82,114 | — | 45782C540 |
| GOLDMAN SACHS ETF TR | S&P 500 PREMIUM | $3.9M | 68,310 | — | 38149W622 |
| SPACE EXPLORATION TECHN CORP | CLASS A COM STK | $3.8M | 22,357 | — | 84615Q103 |
| WALMART INC | COM | $3.6M | 33,628 | — | 931142103 |
| BLACKROCK ETF TRUST II | ISHA FLEX IN ETF | $3.6M | 71,026 | — | 092528603 |
| ALPS ETF TR | ALERIAN ENERGY | $3.6M | 94,200 | — | 00162Q676 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $3.6M | 83,850 | — | 45782C318 |
| GOLDMAN SACHS ETF TR | NASDA 100 ETF | $3.6M | 60,553 | — | 38149W630 |
| ALPHABET INC | CAP STK CL A | $3.4M | 9,875 | — | 02079K305 |
| JANUS DETROIT STR TR | HEND SECU IN ETF | $3.3M | 66,344 | — | 47103U746 |
| COSTCO WHOLESALE CORPORATION | COM | $3.2M | 3,453 | — | 22160K105 |
| SELECT SECTOR SPDR TR | ST STR ENERG ETF | $3.2M | 50,195 | — | 81369Y506 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | $3.2M | 53,572 | — | 33739Q408 |
| INTEL CORP | COM | $3.1M | 27,988 | — | 458140100 |
| FIRST TR EXCHANGE-TRADED FD | BLOOMBERG AI ETF | $3M | 50,690 | — | 33734X739 |
| THE ALGER ETF TRUST | MID CAP 40 ETF | $3M | 123,991 | — | 015564107 |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | $2.9M | 63,730 | — | 46641Q159 |
| ROUNDHILL ETF TRUST | MEMORY ETF | $2.8M | 46,513 | — | 77926X320 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | $2.7M | 73,972 | — | 00888H844 |
| THE ALGER ETF TRUST | 35 ETF | $2.6M | 61,931 | — | 015564206 |
| AMGEN INC | COM | $2.5M | 6,194 | — | 031162100 |
| GOLDMAN SACHS ETF TR | ACCESS US AGRAT | $2.4M | 62,223 | — | 38149W101 |
| PALANTIR TECHNOLOGIES INC | CL A | $2.4M | 12,666 | — | 69608A108 |
| ISHARES TR | US HLTHCARE ETF | $2.4M | 34,277 | — | 464287762 |
| GLOBAL X FDS | 1 3 MO T BI ET | $2.4M | 23,703 | — | 37960A438 |
| MERCK & CO INC | COM | $2.3M | 16,389 | — | 58933Y105 |
| VERTIV HOLDINGS CO | COM CL A | $2.3M | 9,128 | — | 92537N108 |
| SOUTHERN CO | COM | $2.2M | 25,809 | — | 842587107 |
| ISHARES U S ETF TR | SHOR DURA BD ETF | $2.2M | 43,424 | — | 46431W507 |
| CREDO TECHNOLOGY GROUP HOLDI | ORDINARY SHARES | $2.2M | 9,785 | — | G25457105 |
| ISHARES TR | RUSSELL 3000 ETF | $2.2M | 4,892 | — | 464287689 |
| ELI LILLY & CO | COM | $2.2M | 1,863 | — | 532457108 |
| BANK OF AMER CORP | COM | $2.1M | 38,867 | — | 060505104 |
| TESLA INC | COM | $2.1M | 5,461 | — | 88160R101 |
| JANUS DETROIT STR TR | HENDE INCOM ETF | $2M | 41,778 | — | 47103U712 |
| EVERSOURCE ENERGY | COM | $2M | 30,858 | — | 30040W108 |
| GE VERNOVA INC | COM | $2M | 1,942 | — | 36828A101 |
| HEWLETT PACKARD ENTERPRISE C | COM | $2M | 28,037 | — | 42824C109 |
| CIENA CORP | COM NEW | $1.9M | 4,366 | — | 171779309 |
| BRISTOL-MYERS SQUIBB CO | COM | $1.9M | 32,204 | — | 110122108 |
| QUALCOMM INC | COM | $1.9M | 10,549 | — | 747525103 |
| WEDBUSH SER TR | DAN IVE REVO ETF | $1.9M | 44,621 | — | 947913109 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $1.9M | 42,483 | — | 45782C748 |
| ARM HOLDINGS PLC | SPONSORED ADS | $1.9M | 6,236 | — | 042068205 |
| INTERNATIONAL BUSINESS MACHS | COM | $1.9M | 8,511 | — | 459200101 |
| WASTE MGMT INC DEL | COM | $1.9M | 8,994 | — | 94106L109 |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | $1.8M | 47,094 | — | 45782C292 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | $1.8M | 3,513 | — | 084670702 |
| VANGUARD WORLD FD | UTILITIES ETF | $1.8M | 9,913 | — | 92204A876 |
| REALTY INCOME CORP | COM | $1.7M | 31,848 | — | 756109104 |
| ISHARES TR | US AER DEF ETF | $1.7M | 8,200 | — | 464288760 |
| GOLDMAN SACHS GROUP INC | COM | $1.7M | 1,866 | — | 38141G104 |
| COHERENT CORP | COM | $1.7M | 4,939 | — | 19247G107 |
| ISHARES TR | U.S. FINLS ETF | $1.6M | 12,657 | — | 464287788 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $1.6M | 31,261 | — | 45782C508 |
| INNOVATOR ETFS TRUST | US EQTY ULTRA B | $1.6M | 36,268 | — | 45782C532 |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | $1.6M | 39,368 | — | 45782C730 |
| ISHARES TR | US INDUSTRIALS | $1.6M | 9,829 | — | 464287754 |
| AIR PRODUCTS AND CHEMICALS I | COM | $1.5M | 5,502 | — | 009158106 |
| ACCENTURE PLC IRELAND | SHS CLASS A | $1.5M | 7,962 | — | G1151C101 |
| AIM ETF PRODUCTS TRUST | ALLIA US AUG ETF | $1.5M | 43,797 | — | 00888H711 |
| COREWEAVE INC | COM CL A | $1.5M | 16,539 | — | 21873S108 |
| CATERPILLAR INC | COM | $1.5M | 1,757 | — | 149123101 |
| INNOVATOR ETFS TRUST | US EQT PWR BUF | $1.5M | 33,833 | — | 45782C870 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | $1.5M | 28,982 | — | 47103U845 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $1.5M | 29,497 | — | 45782C383 |
| HERSHEY CO | COM | $1.4M | 8,860 | — | 427866108 |
| AMCOR PLC | COM NEW | $1.4M | 33,964 | — | G0250X149 |
| INTERCONTINENTAL EXCHANGE IN | COM | $1.4M | 9,232 | — | 45866F104 |
| WESTERN DIGITAL CORP | COM | $1.4M | 3,421 | — | 958102105 |
| BLACKROCK ETF TRUST II | ISHARES AAA CLO | $1.4M | 27,148 | — | 092528504 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $1.4M | 30,340 | — | 45782C573 |
| NORTHROP GRUMMAN CORP | COM | $1.4M | 2,890 | — | 666807102 |
| ISHARES TR | INTL SEL DIV ETF | $1.4M | 33,313 | — | 464288448 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $1.3M | 26,860 | — | 45782C797 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | $1.3M | 34,264 | — | 00888H778 |
| SOLSTICE ADVANCED MATLS INC | COM SHS | $1.3M | 20,620 | — | 83443Q103 |
| WELLS FARGO & CO | COM | $1.3M | 15,378 | — | 949746101 |
| MCKESSON CORP | COM | $1.2M | 1,352 | — | 58155Q103 |
| AIM ETF PRODUCTS TRUST | ALLIA US JAN ETF | $1.2M | 31,242 | — | 00888H802 |
| STATE STR SPDR S&P MIDCAP 40 | UTSER1 S&PDCRP | $1.2M | 1,801 | — | 78467Y107 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | $1.2M | 23,991 | — | 45782C813 |
| APPLOVIN CORP | COM CL A | $1.2M | 4,277 | — | 03831W108 |
| AUTOMATIC DATA PROCESSING IN | COM | $1.2M | 4,534 | — | 053015103 |
| STATE STR SPDR DOW JONES IND | UT SER 1 | $1.2M | 2,259 | — | 78467X109 |
| INNOVATOR ETFS TRUST | EQUI DU DI OCTO | $1.1M | 45,798 | — | 45784N528 |
| CENOVUS ENERGY INC | COM | $1M | 32,925 | — | 15135U109 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | $1M | 24,250 | — | 00888H406 |
| INNOVATOR ETFS TRUST | US EQTY ULTRA BU | $1M | 24,072 | — | 45782C565 |
| HOME DEPOT INC | COM | $1M | 3,494 | — | 437076102 |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | $988K | 9,128 | — | 92189F643 |
| MARVELL TECHNOLOGY INC | COM | $972.6K | 3,389 | — | 573874104 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | $971.6K | 2,015 | — | 874039100 |
| JOHNSON & JOHNSON | COM | $969.2K | 3,804 | — | 478160104 |
| FIRST TR EXCHANGE-TRADED FD | SHS | $955.2K | 2,807 | — | 337345102 |
| LAM RESEARCH CORP | COM NEW | $940.3K | 2,816 | — | 512807306 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | $875.9K | 17,430 | — | 46641Q837 |
| AIM ETF PRODUCTS TRUST | ALLIA US MAY ETF | $863.7K | 24,166 | — | 00888H752 |
| ISHARES TR | CORE S&P500 ETF | $857.4K | 1,096 | — | 464287200 |
| ABBOTT LABORATORIES | COM | $842.7K | 8,584 | — | 002824100 |
| AIM ETF PRODUCTS TRUST | ALLIA US OCT ETF | $837.6K | 19,771 | — | 00888H505 |
| PACCAR INC | COM | $835.8K | 7,645 | — | 693718108 |
| THERMO FISHER SCIENTIFIC INC | COM | $806.1K | 1,228 | — | 883556102 |
| CONSOLIDATED EDISON INC | COM | $797.3K | 7,585 | — | 209115104 |
| SANDISK CORP | COM | $783.5K | 472 | — | 80004C200 |
| INNOVATOR ETFS TRUST | EQUI DUAL 15 DEC | $778.7K | 38,040 | — | 45784N437 |
| INNOVATOR ETFS TRUST | EQUTY DUL DIRCT | $772.3K | 37,794 | — | 45784N395 |
| COLGATE PALMOLIVE CO | COM | $723.7K | 8,295 | — | 194162103 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | $712.8K | 11,638 | — | 46654Q203 |
| FIRST TR EXCHANGE-TRADED FD | SHS | $709.2K | 14,963 | — | 33734H106 |
| MOODYS CORP | COM | $700.6K | 1,549 | — | 615369105 |
| PAYCHEX INC | COM | $692.5K | 6,856 | — | 704326107 |
| PROCTER & GAMBLE CO | COM | $686.2K | 4,624 | — | 742718109 |
| BLOOM ENERGY CORP | COM CL A | $677.5K | 2,290 | — | 093712107 |
| ALTRIA GROUP INC | COM | $669.8K | 9,771 | — | 02209S103 |
| ROBINHOOD MKTS INC | COM CL A | $660K | 5,893 | — | 770700102 |
| ISHARES INC | MSCI ISRAEL ETF | $656.6K | 5,461 | — | 464286632 |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ-100 SEL | $642.9K | 3,879 | — | 337344105 |
| REAVES UTIL INCOME FD | COM SH BEN INT | $639.3K | 17,487 | — | 756158101 |
| JANUS DETROIT STR TR | HENDRSN SHRT ETF | $635K | 13,056 | — | 47103U886 |
| SPS COMM INC | COM | $629.9K | 7,775 | — | 78463M107 |
| AIM ETF PRODUCTS TRUST | ALLIA US JUN ETF | $617.7K | 17,503 | — | 00888H737 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | $617K | 3,054 | — | 81369Y803 |
| PEPSICO INC | COM | $607K | 4,829 | — | 713448108 |
| FIRST TR EXCHANGE TRADED FD | RISNG DIVD ACHIV | $606.2K | 7,629 | — | 33738R506 |
| GLOBAL X FDS | S&P 500 COVERED | $599.8K | 14,315 | — | 37954Y475 |
| CLEAR SECURE INC | COM CL A | $598.8K | 14,430 | — | 18467V109 |
| INNOVATOR ETFS TRUST | US EQTY PWR BF | $598.6K | 12,690 | — | 45782C680 |
| AIM ETF PRODUCTS TRUST | ALL B20 ALL ETF | $593.9K | 20,083 | — | 00888H463 |
| SPDR GOLD TR | GOLD SHS | $578.4K | 1,513 | — | 78463V107 |
| ISHARES TR | U.S. FIN SVC ETF | $575.3K | 6,325 | — | 464287770 |
| PROSHARES TR | S&P 500 DV ARIST | $558.8K | 10,207 | — | 74348A467 |
| GLOBAL X FDS | NASDAQ 100 COVER | $545.4K | 29,196 | — | 37954Y483 |
| ISHARES TR | MSCI USA MIN ETF | $545.1K | 5,464 | — | 46429B697 |
| MCDONALDS CORP | COM | $536K | 2,306 | — | 580135101 |
| CISCO SYS INC | COM | $532.4K | 4,514 | — | 17275R102 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | $518.7K | 9,173 | — | 46641Q332 |
| VANGUARD WORLD FD | MRNGSTR MEGA CAP | $502.3K | 5,281 | — | 921910816 |
| TEXAS INSTRS INC | COM | $494.9K | 1,665 | — | 882508104 |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | $491K | 11,580 | — | 33738D101 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | $489.4K | 2,058 | — | 921908844 |
| ARISTA NETWORKS INC | COM SHS | $479.6K | 2,227 | — | 040413205 |
| ILLINOIS TOOL WKS INC | COM | $479.5K | 1,795 | — | 452308109 |
| ROCKWELL AUTOMATION INC | COM | $467.4K | 1,037 | — | 773903109 |
| DICKS SPORTING GOODS INC | COM | $462.9K | 3,432 | — | 253393102 |
| UNION PAC CORP | COM | $462.6K | 1,672 | — | 907818108 |
| INNOVATOR ETFS TRUST | US EQT ULTRA BFR | $460K | 11,547 | — | 45782C425 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | $458.4K | 13,955 | — | 808524797 |
| MONDELEZ INTL INC | CL A | $457.1K | 7,667 | — | 609207105 |
| LAMB WESTON HLDGS INC | COM | $446.1K | 9,311 | — | 513272104 |
| SLB LIMITED | COM STK | $444K | 8,880 | — | 806857108 |
| NETFLIX INC. | COM | $442.8K | 6,446 | — | 64110L106 |
| PIMCO ETF TR | ENHAN SHRT MA AC | $426.8K | 4,254 | — | 72201R833 |
| DOMINION ENERGY INC | COM | $421.9K | 6,805 | — | 25746U109 |
| INNOVATOR ETFS TRUST | EQUITY DUAL DIRT | $414.3K | 19,019 | — | 45784N536 |
| ISHARES TR | CORE S&P TTL STK | $413.7K | 2,435 | — | 464287150 |
| PFIZER INC | COM | $402K | 14,619 | — | 717081103 |
| FIRST TR EXCHANGE TRADED FD | BUYWRIT INCM ETF | $393.4K | 16,434 | — | 33738R308 |
| GRANITESHARES GOLD TR | SHS BEN INT | $391.2K | 9,532 | — | 38748G101 |
| ISHARES TR | ISHARES BIOTECH | $387.9K | 1,910 | — | 464287556 |
| RBB FD INC | F/M US TREASURY | $383.6K | 7,689 | — | 74933W452 |
| VANGUARD WORLD FD | INF TECH ETF | $382.4K | 2,946 | — | 92204A702 |
| MASTERCARD INCORPORATED | CL A | $378.9K | 669 | — | 57636Q104 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S | $375.1K | 8,218 | — | 33740U844 |
| BLACKSTONE INC | COM | $373.1K | 3,291 | — | 09260D107 |
| GENERAL DYNAMICS CORP | COM | $372K | 1,123 | — | 369550108 |
| XCEL ENERGY INC | COM | $362.1K | 4,979 | — | 98389B100 |
| MAIN STR CAP CORP | COM | $356.6K | 6,512 | — | 56035L104 |
| INVESCO EXCHANGE TRADED FD T | DORS WRI MOM ETF | $353.6K | 2,510 | — | 46137V837 |
| ISHARES TR | CORE DIV GRWTH | $349.1K | 4,560 | — | 46434V621 |
| VANGUARD INDEX FDS | MRNGSTR TTL STK | $346.3K | 905 | — | 922908769 |
Values are shown exactly as filed. Before 2023 managers reported in thousands of dollars and afterwards in whole dollars; the reporting unit is not always determinable from the document, so nothing is converted automatically.
Source: U.S. Securities and Exchange Commission, Form 13F · as of 2026-10-09