MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
CIK 728612
Aggregates
computed from the filings belowCompanies
2
Transactions on record
12
Purchases
6
Sales
6
Median disclosure lag
1 d
Largest single trade
$2.9K
First filing
2026-07-20
Most recent filing
2026-08-04
Filings
| Disclosed | Traded | Lag, d | Company | Transaction | Shares | Value | Source |
|---|---|---|---|---|---|---|---|
| 2026-08-04 | 2026-08-03 | 1 | NMZ | Open market sale | 7 | $72.3 | filing |
| 2026-08-04 | 2026-08-03 | 1 | NMZ | Open market sale | 10 | $102.3 | filing |
| 2026-08-04 | 2026-08-03 | 1 | NMZ | Open market purchase | 10 | $102.1 | filing |
| 2026-08-04 | 2026-08-03 | 1 | NMZ | Open market purchase | 5 | $51.1 | filing |
| 2026-08-04 | 2026-08-03 | 1 | NMZ | Open market purchase | 7 | $71.4 | filing |
| 2026-08-04 | 2026-08-03 | 1 | NMZ | Open market purchase | 14 | $143 | filing |
| 2026-08-04 | 2026-08-03 | 1 | NMZ | Open market sale | 14 | $143.4 | filing |
| 2026-08-04 | 2026-07-31 | 4 | NMZ | Open market sale | 5 | $51.6 | filing |
| 2026-07-28 | 2026-07-24 | 4 | NMZ | Open market purchase | 9 | $92.1 | filing |
| 2026-07-28 | 2026-07-24 | 4 | NMZ | Open market sale | 9 | $91.6 | filing |
| 2026-07-20 | 2026-07-17 | 3 | PMM | Open market purchase | 437 | $2.9K | filing |
| 2026-07-20 | 2026-07-16 | 4 | PMM | Open market sale | 437 | $2.9K | filing |
Sanctions screening
official-list screening; not an identificationNo direct or exact normalized-name record is stored in the lists checked. This is not a legal clearance.
Direct links are accepted only when the stored source entity points to this company. Exact normalized-name matches are possible matches and require official-record review. No ownership, control or legal conclusion is inferred.
Direct entity links
0
Possible name matches
0
review required
Ownership / control
0
not_covered
Management links
0
not_covered
Screening factors
what each result does and does not establish| Factor | Status | Count | Coverage / limitation |
|---|---|---|---|
| Direct entity link | not_found_in_checked_records | 0 | Evidence linked directly to the canonical entity in the source record. |
| Possible exact normalized-name match | not_found_in_checked_records | 0 | Requires review of the official record; a name match does not identify an entity. |
| Subsidiary relationship | not_covered | 0 | Ownership and subsidiary relationships are not inferred from names. |
| Ownership / control relationship | not_covered | 0 | Control is not inferred from a sanctions-list name or a ticker. |
| Management relationship | not_covered | 0 | Management exposure requires a separately sourced relationship record. |
No direct or exact-name records
Absence from the checked lists is not sanctions clearance.