PEOPLE & DISCLOSURES

Klauer James C

Published disclosures and recorded relationships · CIK 1729360. Explore the original records and companies connected to this profile.

Aggregates

computed from the filings below
Companies
1
Transactions on record
5
Purchases
0
Sales
0
Median disclosure lag
4 d
Largest single trade
$551.7K
First filing
2026-10-26
Most recent filing
2026-10-26

Filings

DisclosedTradedLag, dCompanyTransactionSharesValueSource
2026-10-262026-10-224COSTShares withheld for tax396$403.4Kfiling
2026-10-262026-10-224COSTShares withheld for tax542$551.7Kfiling
2026-10-262026-10-224COSTShares withheld for tax530$539.6Kfiling
2026-10-262026-10-224COSTShares withheld for tax191$194.2Kfiling
2026-10-262026-10-224COSTShares withheld for tax443$450.7Kfiling

Sanctions screening

official-list screening; not an identification

No direct or exact normalized-name record is stored in the lists checked. This is not a legal clearance.

Direct links are accepted only when the stored source entity points to this company. Exact normalized-name matches are possible matches and require official-record review. No ownership, control or legal conclusion is inferred.

Direct entity links
0
Possible name matches
0
review required
Ownership / control
0
not_covered
Management links
0
not_covered

Screening factors

what each result does and does not establish
FactorStatusCountCoverage / limitation
Direct entity linknot_found_in_checked_records0Evidence linked directly to the canonical entity in the source record.
Possible exact normalized-name matchnot_found_in_checked_records0Requires review of the official record; a name match does not identify an entity.
Subsidiary relationshipnot_covered0Ownership and subsidiary relationships are not inferred from names.
Ownership / control relationshipnot_covered0Control is not inferred from a sanctions-list name or a ticker.
Management relationshipnot_covered0Management exposure requires a separately sourced relationship record.

No direct or exact-name records

Absence from the checked lists is not sanctions clearance.

Source: U.S. Securities and Exchange Commission, EDGAR