Mallini Complete Financial Planning LLC
Holdings as of 2026-09-30, filed 2026-10-06
This is history, not a current position. These holdings describe 2026-09-30, and the report became public 6 days later. The portfolio has changed since.
Aggregates
computed from the positions belowPositions reported
72
Value reported by manager
$142.7M
Sum of our stored positions
$142.7M
should match the line above
Disclosure lag
6 d
quarter end to filing
Top 5 concentration
75.9%
of the positions shown
New positions
0
vs previous quarter
Exited
0
vs previous quarter
Option positions
0
puts and calls
Positions
72 largest shown| Issuer | Class | Value | Shares | Type | CUSIP |
|---|---|---|---|---|---|
| VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF | ETF | $46.8M | 125,151 | — | 922908769 |
| VANGUARD CORE BOND ETF | ETF | $28.3M | 384,501 | — | 922020748 |
| VANGUARD TOTAL INTERNATIONAL STOCK ETF | ETF | $17M | 199,512 | — | 921909768 |
| VANGUARD CORE TAX-EXEMPT BOND ETF | ETF | $12.2M | 170,666 | — | 922907712 |
| VANGUARD ESG U.S. STOCK ETF | ETF | $3.9M | 29,024 | — | 921910733 |
| ISHARES ESG AWARE US AGGREGATE BOND ETF | ETF | $3M | 66,590 | — | 46435U549 |
| USA COMPRESSION PARTNERS LP COM UNIT LTDPAR | Stock | $2.3M | 92,060 | — | 90290N109 |
| CRAWFORD & CO CL A | Stock | $1.6M | 130,687 | — | 224633206 |
| VANGUARD S&P 500 ETF | ETF | $1.5M | 2,086 | — | 922908363 |
| APPLE INC COM | Stock | $1.3M | 3,812 | — | 037833100 |
| VANGUARD ESG INTERNATIONAL STOCK ETF | ETF | $1.3M | 15,448 | — | 921910725 |
| STATE STREET SPDR PORTFOLIO S&P 500 ETF | ETF | $1M | 11,368 | — | 78464A854 |
| VANGUARD HIGH DIVIDEND YIELD INDEX ETF | ETF | $984K | 6,340 | — | 921946406 |
| VANGUARD DIVIDEND APPRECIATION ETF | ETF | $911.9K | 3,908 | — | 921908844 |
| EXXONMOBIL HOLDINGS CORP COM SHS | Stock | $857.1K | 5,266 | — | 30233Q108 |
| AMAZON COM INC COM | Stock | $787.1K | 3,159 | — | 023135106 |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | ETF | $767.9K | 15,187 | — | 46641Q654 |
| ENERGY TRANSFER L P COM UT LTD PTN | Stock | $736.6K | 37,256 | — | 29273V100 |
| ISHARES MSCI USA MOMENTUM FACTOR ETF | ETF | $702.1K | 2,212 | — | 46432F396 |
| PIMCO INTERMEDIATE MUNICIPAL BOND ACTIVE EXCHANGE-TRADED FUND | ETF | $700.6K | 14,100 | — | 72201R866 |
| ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | ETF | $691.2K | 4,157 | — | 464287150 |
| ARES CAPITAL CORP COM | CEF | $690.4K | 36,144 | — | 04010L103 |
| ISHARES CORE S&P 500 ETF | ETF | $612.7K | 800 | — | 464287200 |
| CORNERSTONE TOTAL RETURN FD COM | CEF | $540.2K | 87,687 | — | 21924U300 |
| MICROSOFT CORP COM | Stock | $532.9K | 1,039 | — | 594918104 |
| ISHARES ESG OPTIMIZED MSCI USA ETF | ETF | $531.2K | 3,412 | — | 464288802 |
| JPMORGAN MUNICIPAL ETF | ETF | $504.3K | 10,600 | — | 46641Q647 |
| GUGGENHEIM STRATEGIC OPPORTUN COM SBI | CEF | $469.5K | 55,172 | — | 40167F101 |
| ROYAL BK CDA COM | Stock | $436.4K | 2,220 | — | 780087102 |
| VANGUARD TOTAL INTERNATIONAL BOND ETF | ETF | $423K | 9,025 | — | 92203J407 |
| VANGUARD MORNINGSTAR VALUE ETF | ETF | $401.5K | 1,858 | — | 922908744 |
| STATE STREET SPDR US LARGE CAP LOW VOLATILITY INDEX ETF | ETF | $399.6K | 2,292 | — | 78468R804 |
| NVIDIA CORPORATION COM | Stock | $391.2K | 1,713 | — | 67066G104 |
| ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN | Stock | $383K | 10,979 | — | 01881G106 |
| FRANKLIN DYNAMIC MUNICIPAL BOND ETF | ETF | $367.5K | 15,757 | — | 35473P868 |
| AVANTIS INTERNATIONAL EQUITY ETF | ETF | $363.4K | 4,033 | — | 025072703 |
| PIMCO INCOME STRATEGY FD II COM | CEF | $350.6K | 56,183 | — | 72201J104 |
| INVESCO RAFI US 1000 ETF | ETF | $330.9K | 6,078 | — | 46137V613 |
| VANGUARD MORNINGSTAR LARGE-CAP ETF | ETF | $325.5K | 925 | — | 922908637 |
| ISHARES S&P 500 GROWTH ETF | ETF | $307.9K | 2,164 | — | 464287309 |
| TESLA INC COM | Stock | $306.9K | 865 | — | 88160R101 |
| SCHWAB US DIVIDEND EQUITY ETF | ETF | $298.8K | 9,186 | — | 808524797 |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | ETF | $297.8K | 6,000 | — | 46431W838 |
| VANGUARD TOTAL WORLD STOCK ETF | ETF | $291.7K | 1,848 | — | 922042742 |
| ENTERPRISE PRODS PARTNERS L P COM | Stock | $291.2K | 8,177 | — | 293792107 |
| EATON VANCE LIMITED DURATION I COM | CEF | $285.4K | 33,769 | — | 27828H105 |
| FLAHERTY & CRUMRINE TOTAL RETU COM | CEF | $264.4K | 16,786 | — | 338479108 |
| JOHNSON & JOHNSON COM | Stock | $257.9K | 974 | — | 478160104 |
| PIMCO MUNICIPAL INCOME OPPORTUNITIES ACTIVE EXCHANGE-TRADED FUND | ETF | $255.5K | 6,000 | — | 72201R635 |
| VANGUARD EXTENDED MARKET ETF | ETF | $247.8K | 1,070 | — | 922908652 |
| INVESCO QQQ TRUST SERIES I | ETF | $245.4K | 331 | — | 46090E103 |
| ABBVIE INC COM | Stock | $238.8K | 912 | — | 00287Y109 |
| GABELLI CONV & INC SECS FD INC COM | CEF | $227.3K | 54,893 | — | 36240B109 |
| INVESCO HIGH INCOME TR II COM | CEF | $226.2K | 24,888 | — | 46131F101 |
| PIMCO DYNAMIC INCOME FD SHS | CEF | $221.6K | 15,792 | — | 72201Y101 |
| SIXTH STREET SPECIALTY LENDING COM | CEF | $221.4K | 12,286 | — | 83012A109 |
| STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF | ETF | $217.1K | 1,109 | — | 81369Y803 |
| WISDOMTREE U.S. MIDCAP DIVIDEND FUND | ETF | $211.2K | 3,915 | — | 97717W505 |
| SOUTHERN CO COM | Stock | $210.7K | 2,542 | — | 842587107 |
| HANCOCK JOHN PFD INCOME FD SH BEN INT | CEF | $210.6K | 15,045 | — | 41013W108 |
| ENBRIDGE INC COM | Stock | $208.2K | 4,479 | — | 29250N105 |
| PGIM HIGH YIELD BOND FUND INC COM | CEF | $205.3K | 17,486 | — | 69346H100 |
| BROOKFIELD REAL ASSETS INCOME SHS BEN INT | CEF | $201.8K | 17,475 | — | 112830104 |
| ISHARES CORE S&P MID-CAP ETF | ETF | $201.8K | 2,804 | — | 464287507 |
| ISHARES ESG AWARE MSCI EAFE ETF | ETF | $201K | 1,950 | — | 46435G516 |
| DOUBLELINE OPPORTUNISTIC CR FD COM | CEF | $181K | 13,361 | — | 258623107 |
| SHATTUCK LABS INC COM | Stock | $157.8K | 23,132 | — | 82024L103 |
| PENNYMAC MTG INVT TR COM | REIT | $145.3K | 18,434 | — | 70931T103 |
| ELLINGTON FINANCIAL INC COM | REIT | $137.1K | 11,589 | — | 28852N109 |
| RITHM CAPITAL CORP COM NEW | REIT | $117.8K | 13,188 | — | 64828T201 |
| GOLDMAN SACHS BDC INC SHS | CEF | $104.2K | 11,462 | — | 38147U107 |
| BLACKROCK TCP CAPITAL CORP COM | CEF | $104K | 26,003 | — | 09259E108 |
Values are shown exactly as filed. Before 2023 managers reported in thousands of dollars and afterwards in whole dollars; the reporting unit is not always determinable from the document, so nothing is converted automatically.
Source: U.S. Securities and Exchange Commission, Form 13F · as of 2026-10-06