Elm3 Financial Group, LLC
Holdings as of 2026-09-30, filed 2026-10-07
This is history, not a current position. These holdings describe 2026-09-30, and the report became public 7 days later. The portfolio has changed since.
Aggregates
computed from the positions belowPositions reported
150
Value reported by manager
$152.8M
Sum of our stored positions
$149.9M
should match the line above
Disclosure lag
7 d
quarter end to filing
Top 5 concentration
22.2%
of the positions shown
New positions
0
vs previous quarter
Exited
0
vs previous quarter
Option positions
0
puts and calls
Positions
150 largest shown| Issuer | Class | Value | Shares | Type | CUSIP |
|---|---|---|---|---|---|
| AMAZON COM INC | COM | $9.2M | 36,758 | — | 023135106 |
| NVIDIA CORPORATION | COM | $8.9M | 39,022 | — | 67066G104 |
| BROADCOM INC | COM | $5.5M | 15,673 | — | 11135F101 |
| ELI LILLY & CO | COM | $4.9M | 4,204 | — | 532457108 |
| MICROSOFT CORP | COM | $4.8M | 9,390 | — | 594918104 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | $4.6M | 15,060 | — | 46138G649 |
| INVESCO QQQ TR | UNIT SER 1 | $4.5M | 6,093 | — | 46090E103 |
| APPLE INC | COM | $4.1M | 12,292 | — | 037833100 |
| SCHWAB STRATEGIC TR | HIGH YIEL BD ETF | $3.5M | 137,835 | — | 808524631 |
| INVESCO ACTIVELY MANAGED EXC | AAA CLO FLTNG RT | $3.2M | 125,405 | — | 46090A721 |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP MOMNTUM | $3.1M | 21,071 | — | 46137V464 |
| ALPHABET INC | CAP STK CL A | $2.9M | 8,380 | — | 02079K305 |
| GLOBAL X FDS | 1 3 MO T BI ET | $2.8M | 27,507 | — | 37960A438 |
| ISHARES TR | MSCI USA MMENTM | $2.6M | 8,280 | — | 46432F396 |
| SPDR SERIES TRUST | ST PORT HIGH ETF | $2.4M | 104,194 | — | 78468R606 |
| ISHARES INC | MSCI STH KOR ETF | $2.3M | 12,354 | — | 464286772 |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | $2.2M | 7,451 | — | 316092808 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | $2M | 9,379 | — | 46137V357 |
| FIDELITY MERRIMACK STR TR | LOW DURTIN ETF | $1.9M | 37,351 | — | 316188408 |
| HOWMET AEROSPACE INC | COM | $1.7M | 7,573 | — | 443201108 |
| PIMCO DYNAMIC INCOME FD | SHS | $1.6M | 113,980 | — | 72201Y101 |
| ISHARES INC | MSCI TAIWAN ETF | $1.6M | 13,894 | — | 46434G772 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | $1.4M | 2,361 | — | 92189F676 |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREAT UNIT | $1.4M | 29,398 | — | 14020W106 |
| FIDELITY COVINGTON TRUST | INTL MULTIFACTOR | $1.3M | 37,258 | — | 316092535 |
| STERLING INFRASTRUCTURE INC | COM | $1.3M | 2,662 | — | 859241101 |
| VANGUARD INDEX FDS | MRNGSTR SML CAP | $1.3M | 4,589 | — | 922908751 |
| FIDELITY COVINGTON TRUST | STOCK FOR INFL | $1.3M | 22,684 | — | 316092386 |
| VANGUARD INDEX FDS | MRNGSTR MID CAP | $1.2M | 15,738 | — | 922908629 |
| SANDISK CORP | COM | $1.2M | 688 | — | 80004C200 |
| PIMCO HIGH INCOME FD | COM SHS | $1.1M | 272,684 | — | 722014107 |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | $1.1M | 13,476 | — | 316092600 |
| PIMCO ETF TR | SR LN ACTIVE ETF | $1.1M | 22,182 | — | 72201R627 |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | $1.1M | 6,981 | — | 46137V100 |
| VANGUARD INDEX FDS | MRNGSTR TTL STK | $1.1M | 2,850 | — | 922908769 |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | $1M | 20,385 | — | 92203C303 |
| VANGUARD INDEX FDS | MRNGSTR SM CP GR | $1M | 2,961 | — | 922908595 |
| BLACKROCK INC | COM | $984.3K | 930 | — | 09290D101 |
| KLA CORP | COM NEW | $954.2K | 4,895 | — | 482480100 |
| ISHARES TR | US INFRASTRUC | $947.9K | 17,225 | — | 46435U713 |
| PALO ALTO NETWORKS INC | COM | $914.2K | 2,301 | — | 697435105 |
| FIDELITY COVINGTON TRUST | ENHANCED EMRNGS | $898.1K | 21,820 | — | 31609A800 |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | $893.1K | 12,101 | — | 46641Q761 |
| MARATHON PETE CORP | COM | $850.6K | 2,151 | — | 56585A102 |
| MICRON TECHNOLOGY INC | COM | $847.8K | 796 | — | 595112103 |
| QUANTA SVCS INC | COM | $809.6K | 1,260 | — | 74762E102 |
| FIDELITY COVINGTON TRUST | ENHANCED LARGE | $779.4K | 17,286 | — | 31609A305 |
| VANGUARD INSTL INDEX FD | 0 3 MO TR BI ETF | $777.7K | 10,270 | — | 922040845 |
| ETFIS SER TR I | VIRTUS REAVES UT | $747.9K | 10,657 | — | 26923G806 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | $745.9K | 1,635 | — | 874039100 |
| ISHARES TR | RUS TP200 GR ETF | $741.6K | 2,515 | — | 464289438 |
| ARISTA NETWORKS INC | COM SHS | $711.3K | 3,494 | — | 040413205 |
| SPDR SERIES TRUST | ST STR SP BIOT | $694.9K | 4,407 | — | 78464A870 |
| ISHARES TR | MSCI POLAND ETF | $694.8K | 15,678 | — | 46429B606 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000GRW | $681.6K | 2,616 | — | 92206C623 |
| FIDELITY COVINGTON TRUST | BLUE CHIP GRWTH | $667.9K | 10,567 | — | 316092352 |
| ALPHABET INC | CAP STK CL C | $661.9K | 1,943 | — | 02079K107 |
| WISDOMTREE TR | EFFICIENT GLD PL | $639.1K | 10,028 | — | 97717Y568 |
| META PLATFORMS INC | CL A | $632.4K | 872 | — | 30303M102 |
| VICTORY PORTFOLIOS II | VICT FR GROW ETF | $625.3K | 18,716 | — | 92647X764 |
| HOME DEPOT INC | COM | $624.9K | 2,197 | — | 437076102 |
| COSTCO WHOLESALE CORPORATION | COM | $618.4K | 679 | — | 22160K105 |
| ISHARES TR | RUS MD CP GR ETF | $600.6K | 4,363 | — | 464287481 |
| VANGUARD STAR FDS | VG TL INTL STK F | $594.2K | 6,994 | — | 921909768 |
| JPMORGAN CHASE & CO | COM | $586.8K | 1,774 | — | 46625H100 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | $576.5K | 11,423 | — | 47103U845 |
| VERTIV HOLDINGS CO | COM CL A | $576.5K | 2,389 | — | 92537N108 |
| DT MIDSTREAM INC | COMMON STOCK | $558K | 4,670 | — | 23345M107 |
| VANGUARD WORLD FD | MRNGSTR MEGA CAP | $557.3K | 6,015 | — | 921910816 |
| FIDELITY COVINGTON TRUST | MSCI COMMNTN SVC | $541K | 7,513 | — | 316092873 |
| AMPHENOL CORP | CL A | $533.9K | 6,333 | — | 032095101 |
| FIDELITY COVINGTON TRUST | FUND GLOB EX ETF | $533.1K | 15,734 | — | 31609A875 |
| AMGEN INC | COM | $530.7K | 1,259 | — | 031162100 |
| PHILLIPS 66 | COM | $529.8K | 2,075 | — | 718546104 |
| FIDELITY COVINGTON TRUST | FUN LAR COR ETF | $523.9K | 8,871 | — | 316092360 |
| NORTHERN TR CORP | COM | $517.7K | 3,057 | — | 665859104 |
| ISHARES TR | CORE S&P500 ETF | $504.9K | 659 | — | 464287200 |
| CAPITAL ONE FINL CORP | COM | $504.7K | 2,614 | — | 14040H105 |
| INVESCO EXCHANGE TRADED FD T | BLDG CONSTR ETF | $498K | 5,487 | — | 46137V779 |
| GLOBAL X FDS | US INFR DEV ETF | $488.3K | 9,301 | — | 37954Y673 |
| ISHARES TR | ULTRA SHORT DUR | $487.8K | 9,678 | — | 46434V878 |
| ISHARES TR | IBOND 1 5 YR ETF | $482.6K | 19,589 | — | 46438G539 |
| T ROWE PRICE EXCHANGE-TRADED | US HIGH YIELD | $468.2K | 9,402 | — | 87283Q875 |
| ISHARES TR | ISHS 1-5YR INVS | $462.9K | 9,035 | — | 464288646 |
| TRANSDIGM GROUP INC | COM | $455.2K | 421 | — | 893641100 |
| ABBVIE INC | COM | $449.2K | 1,717 | — | 00287Y109 |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | $437.6K | 9,772 | — | 46641Q670 |
| INTUITIVE SURGICAL INC | COM NEW | $431K | 1,060 | — | 46120E602 |
| VANECK ETF TRUST | GOLD MINERS ETF | $419.9K | 4,782 | — | 92189F106 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | $417.1K | 12,821 | — | 808524797 |
| NETFLIX INC. | COM | $415.5K | 5,972 | — | 64110L106 |
| TIDAL TRUST II | PINN FOCU OP ETF | $412.2K | 9,745 | — | 88634T519 |
| ISHARES TR | ISHARES BIOTECH | $410.3K | 1,949 | — | 464287556 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | $408.9K | 12,274 | — | 808524409 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | $404.7K | 1,735 | — | 921908844 |
| CROWDSTRIKE HLDGS INC | CL A | $396.6K | 1,498 | — | 22788C105 |
| BANK OF NY MELLON CORP | COM | $394.1K | 2,725 | — | 064058100 |
| LOCKHEED MARTIN CORP | COM | $392.6K | 771 | — | 539830109 |
| PIMCO CORPORATE & INCOME OPP | COM | $388.1K | 35,248 | — | 72201B101 |
| PARKER-HANNIFIN CORP | COM | $387.9K | 406 | — | 701094104 |
| DUFF & PHELPS UTLITY AND INF | COM | $387.7K | 30,243 | — | 26433C105 |
| TIDAL TRUST II | DEFIA AI PWR ETF | $379.7K | 13,466 | — | 88636R479 |
| FRANKLIN TEMPLETON ETF TR | SENIOR LOAN ETF | $376K | 16,348 | — | 35473P595 |
| BONDBLOXX ETF TRUST | BLOOMBERG ONE YR | $370.7K | 7,535 | — | 09789C861 |
| FIDELITY COVINGTON TRUST | INT HG DIV ETF | $370K | 13,311 | — | 316092725 |
| SPDR SERIES TRUST | ST INTER BD ETF | $361.9K | 11,212 | — | 78464A375 |
| INVESCO EXCH TRADED FD TR II | RAFI DVLPD MRKTS | $361.2K | 7,869 | — | 46138E735 |
| EMCOR GROUP INC | COM | $353.1K | 468 | — | 29084Q100 |
| ISHARES SILVER TR | ISHARES | $344.1K | 6,312 | — | 46428Q109 |
| FIDELITY COVINGTON TRUST | FUND DE INTL ETF | $340.1K | 10,682 | — | 31609A883 |
| RENAISSANCE CAP GREENWICH FD | IPO ETF | $336.6K | 6,396 | — | 759937204 |
| MODINE MFG CO | COM | $334.2K | 1,785 | — | 607828100 |
| CONSTELLATION ENERGY CORP | COM | $333.3K | 1,312 | — | 21037T109 |
| FIDELITY COVINGTON TRUST | MSCI ENERGY IDX | $332.7K | 9,815 | — | 316092402 |
| CORNING INC | COM | $331.5K | 2,156 | — | 219350105 |
| ARK ETF TR | SPACE & DEFENSE | $324.7K | 10,178 | — | 00214Q807 |
| NASDAQ INC | COM | $320.9K | 3,488 | — | 631103108 |
| MCKESSON CORP | COM | $319.3K | 374 | — | 58155Q103 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | $318.8K | 418 | — | 78462F103 |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | $315.4K | 3,839 | — | 46641Q134 |
| INVESCO EXCHANGE TRADED FD T | SEMICONDUCTORS | $310.4K | 2,036 | — | 46137V647 |
| LEGG MASON ETF INVT | FRANKLIN INTL LW | $304.6K | 7,302 | — | 52468L505 |
| INVESCO EXCH TRADED FD TR II | KBW BK ETF | $297K | 3,404 | — | 46138E628 |
| STATE STR CORP | COM | $296.6K | 1,699 | — | 857477103 |
| BONDBLOXX ETF TRUST | BLOOMBERG TWO YR | $295.7K | 6,117 | — | 09789C853 |
| CHENIERE ENERGY INC | COM NEW | $294.8K | 1,096 | — | 16411R208 |
| WISDOMTREE TR | INTL MIDCAP DV | $287.9K | 3,343 | — | 97717W778 |
| VANGUARD WELLINGTON FD | US MINIMUM | $287.2K | 2,029 | — | 921935409 |
| BONDBLOXX ETF TRUST | PRIVA CR CLO ETF | $279.2K | 5,580 | — | 09789C671 |
| GE VERNOVA INC | COM | $275.6K | 290 | — | 36828A101 |
| PIMCO CORPORATE & INCM STRG | COM | $274.6K | 25,736 | — | 72200U100 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | $268.3K | 11,246 | — | 808524862 |
| TTM TECHNOLOGIES INC | COM | $263.1K | 2,142 | — | 87305R109 |
| SELECT SECTOR SPDR TR | ST STR FINL ETF | $261.7K | 4,900 | — | 81369Y605 |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP QUALITY | $254.7K | 2,281 | — | 46137V472 |
| VANECK ETF TRUST | PHARMACEUTCL ETF | $253.6K | 2,317 | — | 92189F692 |
| PROSHARES TR | ULTR MSCI ETF | $243.2K | 3,408 | — | 74347X500 |
| BLACKROCK ETF TRUST II | ISHARES AAA CLO | $241.2K | 4,649 | — | 092528504 |
| ROUNDHILL ETF TRUST | MEMORY ETF | $241K | 3,993 | — | 77926X320 |
| APPLIED MATLS INC | COM | $238K | 465 | — | 038222105 |
| VICTORY PORTFOLIOS II | SHS FR CA FL ETF | $236.5K | 4,621 | — | 92647X830 |
| BNY MELLON ETF TRUST | US SMLCP CORE | $224.8K | 5,412 | — | 09661T305 |
| VANGUARD INDEX FDS | MRNGSTR MD CP GR | $224.6K | 769 | — | 922908538 |
| IM GLOBAL PARTNER FUNDS | IMGP DBI MAN ETF | $216.3K | 6,648 | — | 53700T827 |
| FIRST TR EXCHANGE-TRADED FD | US EQTY OPPT ETF | $215K | 1,207 | — | 336920103 |
| SPDR GOLD TR | GOLD SHS | $214.8K | 564 | — | 78463V107 |
| S&P GLOBAL INC | COM | $206.8K | 524 | — | 78409V104 |
| ADVANCED MICRO DEVICES INC | COM | $206.8K | 338 | — | 007903107 |
| PIMCO INCOME STRATEGY FD II | COM | $182.4K | 29,233 | — | 72201J104 |
| PIMCO INCOME STRATEGY FD | COM | $132.8K | 19,252 | — | 72201H108 |
Values are shown exactly as filed. Before 2023 managers reported in thousands of dollars and afterwards in whole dollars; the reporting unit is not always determinable from the document, so nothing is converted automatically.
Source: U.S. Securities and Exchange Commission, Form 13F · as of 2026-10-07