Altium Capital Management LLC
Holdings as of 2026-06-30, filed 2026-08-12
This is history, not a current position. These holdings describe 2026-06-30, and the report became public 43 days later. The portfolio has changed since.
Aggregates
computed from the positions belowPositions reported
19
Value reported by manager
$47.5M
Sum of our stored positions
$47.5M
should match the line above
Disclosure lag
43 d
quarter end to filing
Top 5 concentration
37.8%
of the positions shown
New positions
0
vs previous quarter
Exited
0
vs previous quarter
Option positions
0
puts and calls
Positions
19 largest shown| Issuer | Class | Value | Shares | Type | CUSIP |
|---|---|---|---|---|---|
| ROYCE MICRO-CAP TR INC | COM | $4.1M | 278,051 | — | 780915104 |
| ASA GOLD AND PRECIOUS MTLS L | SHS | $3.7M | 70,390 | — | G3156P103 |
| ROYCE SMALL CAP TRUST INC | COM | $3.6M | 192,509 | — | 780910105 |
| NEUBERGER NEXT GENERATION | COMMON STOCK | $3.4M | 204,562 | — | 64133Q108 |
| PIMCO DYNAMIC INCOME STRATEG | COM SHS BEN INT | $3.3M | 157,700 | — | 69346N107 |
| GENERAL AMERN INVS CO INC | COM | $3.1M | 48,755 | — | 368802104 |
| PIMCO CALIF MUN INCOME FD | COM | $3M | 333,093 | — | 72200N106 |
| TRI CONTL CORP | COM | $3M | 86,458 | — | 895436103 |
| NUVEEN S&P 500 DYNAMIC OVERW | COM | $2.9M | 157,395 | — | 6706EW100 |
| CALAMOS GBL DYN INCOME FUND | COM | $2.9M | 328,901 | — | 12811L107 |
| BNY MELLON STRATEGIC MUNS IN | COM | $2.8M | 438,676 | — | 05588W108 |
| MEXICO FD INC | COM | $2.8M | 128,185 | — | 592835102 |
| HIGHLAND OPPS & INCOME FD | HIGHLAND INCOME | $2.3M | 317,055 | — | 43010E404 |
| ALLIANCEBERNSTEIN NATL MUN I | COM | $2M | 175,187 | — | 01864U106 |
| MORGAN STANLEY INDIA INVT FD | COM | $1.8M | 79,031 | — | 61745C105 |
| JAPAN SMALLER CAPITALIZATION | COM | $1.8M | 150,412 | — | 47109U104 |
| DESTRA MULTI-ALTERNATIVE FD | COMMON SHARES | $409.3K | 54,723 | — | 25065A502 |
| NEW GERMANY FD INC | COM | $379.3K | 33,098 | — | 644465106 |
| ENDRA LIFE SCIENCES INC | COM | $315.9K | 59,272 | — | 29273B500 |
Values are shown exactly as filed. Before 2023 managers reported in thousands of dollars and afterwards in whole dollars; the reporting unit is not always determinable from the document, so nothing is converted automatically.
Source: U.S. Securities and Exchange Commission, Form 13F · as of 2026-08-12