TOMPKINS FINANCIAL CORP
Holdings as of 2026-09-30, filed 2026-10-05
This is history, not a current position. These holdings describe 2026-09-30, and the report became public 5 days later. The portfolio has changed since.
Aggregates
computed from the positions belowPositions reported
727
Value reported by manager
$1.4B
Sum of our stored positions
$1.4B
should match the line above
Disclosure lag
5 d
quarter end to filing
Top 5 concentration
29.6%
of the positions shown
New positions
0
vs previous quarter
Exited
0
vs previous quarter
Option positions
0
puts and calls
Positions
200 largest shown| Issuer | Class | Value | Shares | Type | CUSIP |
|---|---|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | VNG RUS3000IDX | $100.6M | 299,950 | — | 92206C599 |
| ISHARES TR | RUS TOP 200 ETF | $94M | 494,338 | — | 464289446 |
| TOMPKINS FINL CORP | COM | $81.5M | 847,054 | — | 890110109 |
| ISHARES TR | MSCI ACWI EX US | $78.4M | 1,036,823 | — | 464288240 |
| APPLE INC | COM | $54.5M | 163,612 | — | 037833100 |
| NVIDIA CORPORATION | COM | $54M | 236,519 | — | 67066G104 |
| MICROSOFT CORP | COM | $46.5M | 90,579 | — | 594918104 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | $39.6M | 56,486 | — | 922908363 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | $39.2M | 559,474 | — | 921937835 |
| INVESCO EXCH TRADED FD TR II | S&P 500 MOMNTM | $36.9M | 243,281 | — | 46138E339 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | $36.5M | 516,490 | — | 921943858 |
| LAZARD ACTIVE ETF TR | INTL DYNAMIC EQT | $33M | 942,394 | — | 52110K400 |
| SPDR SERIES TRUST | SPDR S&P 500 ESG | $31M | 419,195 | — | 78468R531 |
| ELI LILLY & CO | COM | $30.9M | 26,728 | — | 532457108 |
| TOMPKINS FINL CORP | COM | $24.8M | 257,537 | — | 890110109 |
| CISCO SYS INC | COM | $22.2M | 206,537 | — | 17275R102 |
| ALPHABET INC | CAP STK CL A | $22M | 63,994 | — | 02079K305 |
| WALMART INC | COM | $21.6M | 207,519 | — | 931142103 |
| JPMORGAN CHASE & CO | COM | $20.4M | 61,634 | — | 46625H100 |
| ISHARES TR | RUS MID CAP ETF | $19.8M | 185,837 | — | 464287499 |
| AMGEN INC | COM | $19.3M | 45,757 | — | 031162100 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | $18.1M | 92,546 | — | 81369Y803 |
| AMAZON COM INC | COM | $16.7M | 67,198 | — | 023135106 |
| MERCK & CO INC | COM | $12.9M | 88,992 | — | 58933Y105 |
| WASTE MGMT INC DEL | COM | $12.5M | 61,415 | — | 94106L109 |
| MASTERCARD INCORPORATED | CL A | $11.4M | 20,756 | — | 57636Q104 |
| MCDONALDS CORP | COM | $11M | 47,779 | — | 580135101 |
| TJX COS INC NEW | COM | $11M | 82,821 | — | 872540109 |
| MICROSOFT CORP | COM | $10.8M | 21,135 | — | 594918104 |
| BLACKROCK INC | COM | $10.7M | 10,111 | — | 09290D101 |
| COSTCO WHOLESALE CORPORATION | COM | $10.3M | 11,332 | — | 22160K105 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | $9.8M | 19,710 | — | 084670702 |
| ISHARES TR | CORE S&P MCP ETF | $9.3M | 129,900 | — | 464287507 |
| ISHARES TR | RUSSELL 2000 ETF | $9.3M | 33,479 | — | 464287655 |
| DUKE ENERGY CORP NEW | COM NEW | $9.1M | 80,113 | — | 26441C204 |
| GALLAGHER ARTHUR J & CO | COM | $8.9M | 38,929 | — | 363576109 |
| SPDR SERIES TRUST | ST STR BLO 1 ETF | $8.6M | 94,325 | — | 78468R663 |
| HOME DEPOT INC | COM | $8.5M | 29,738 | — | 437076102 |
| GENERAL DYNAMICS CORP | COM | $8M | 24,005 | — | 369550108 |
| PUBLIC SVC ENTERPRISE GROUP | COM | $7.8M | 115,255 | — | 744573106 |
| ABBOTT LABORATORIES | COM | $7.7M | 77,581 | — | 002824100 |
| ABBVIE INC | COM | $7.6M | 28,916 | — | 00287Y109 |
| DANAHER CORP DEL | COM | $7.4M | 33,195 | — | 235851102 |
| PEPSICO INC | COM | $7.3M | 57,930 | — | 713448108 |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | $7M | 114,586 | — | 316092840 |
| PUBLIC STORAGE | COM | $6.8M | 24,082 | — | 74460D109 |
| PROCTER & GAMBLE CO | COM | $6.5M | 44,646 | — | 742718109 |
| TE CONNECTIVITY PLC | ORD SHS | $6.3M | 29,875 | — | G87052109 |
| ISHARES TR | ESG MSCI USA ETF | $6.1M | 89,203 | — | 46436E767 |
| MORGAN STANLEY ETF TRUST | CALVE INDEX ETF | $5.9M | 70,805 | — | 61774R106 |
| INTUITIVE SURGICAL INC | COM NEW | $5.7M | 13,897 | — | 46120E602 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | $5M | 25,686 | — | 81369Y803 |
| INVESCO EXCH TRADED FD TR II | S&P 500 REVENUE | $5M | 38,636 | — | 46138G698 |
| HONEYWELL INTL INC | COM | $5M | 23,568 | — | 438516205 |
| ISHARES TR | ESG OPTIMIZED | $4.7M | 30,483 | — | 464288802 |
| ISHARES TR | MSCI USA MIN ETF | $4.7M | 47,913 | — | 46429B697 |
| JOHNSON & JOHNSON | COM | $4.1M | 15,650 | — | 478160104 |
| JOHNSON & JOHNSON | COM | $4M | 15,078 | — | 478160104 |
| STRYKER CORPORATION | COM | $4M | 14,463 | — | 863667101 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | $3.9M | 5,121 | — | 78462F103 |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | $3.6M | 34,160 | — | 92189F643 |
| BROADCOM INC | COM | $3.5M | 9,912 | — | 11135F101 |
| QUANTA SVCS INC | COM | $3.4M | 5,281 | — | 74762E102 |
| INTERCONTINENTAL EXCHANGE IN | COM | $3.3M | 21,454 | — | 45866F104 |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | $3.2M | 37,436 | — | 921932505 |
| MORGAN STANLEY | COM NEW | $3.1M | 16,732 | — | 617446448 |
| META PLATFORMS INC | CL A | $3M | 4,129 | — | 30303M102 |
| APPLE INC | COM | $2.9M | 8,807 | — | 037833100 |
| ISHARES TR | ESG AWARE MSCI | $2.9M | 55,554 | — | 46435U663 |
| AMERICAN WTR WKS CO INC NEW | COM | $2.9M | 22,145 | — | 030420103 |
| PARKER-HANNIFIN CORP | COM | $2.8M | 2,974 | — | 701094104 |
| KIMBERLY-CLARK CORP | COM | $2.8M | 28,650 | — | 494368103 |
| PHILIP MORRIS INTL INC | COM | $2.8M | 14,556 | — | 718172109 |
| ISHARES TR | CORE MSCI EAFE | $2.7M | 28,019 | — | 46432F842 |
| ABBOTT LABORATORIES | COM | $2.6M | 26,104 | — | 002824100 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | $2.5M | 45,131 | — | 46641Q332 |
| HONEYWELL AEROSPACE INC | COM | $2.3M | 14,827 | — | 43849R105 |
| ISHARES TR | RUS 2000 GRW ETF | $2.2M | 6,279 | — | 464287648 |
| CASELLA WASTE SYS INC | CL A | $2.1M | 26,677 | — | 147448104 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | $2M | 2,684 | — | 78462F103 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | $2M | 33,000 | — | 46654Q203 |
| ILLINOIS TOOL WKS INC | COM | $2M | 7,593 | — | 452308109 |
| ISHARES TR | CORE S&P500 ETF | $1.9M | 2,450 | — | 464287200 |
| ISHARES TR | MSCI EAFE ETF | $1.8M | 17,706 | — | 464287465 |
| CORNING INC | COM | $1.8M | 11,877 | — | 219350105 |
| ABBVIE INC | COM | $1.7M | 6,608 | — | 00287Y109 |
| EMERSON ELEC CO | COM | $1.7M | 11,104 | — | 291011104 |
| AUTOMATIC DATA PROCESSING IN | COM | $1.7M | 6,446 | — | 053015103 |
| ISHARES TR | CORE S&P MCP ETF | $1.6M | 22,525 | — | 464287507 |
| INTEL CORP | COM | $1.6M | 13,014 | — | 458140100 |
| INTERNATIONAL BUSINESS MACHS | COM | $1.6M | 7,058 | — | 459200101 |
| VANGUARD INDEX FDS | TOTAL STK MKT | $1.5M | 4,123 | — | 922908769 |
| MCDONALDS CORP | COM | $1.5M | 6,652 | — | 580135101 |
| WALMART INC | COM | $1.5M | 14,540 | — | 931142103 |
| ALPHABET INC | CAP STK CL C | $1.4M | 4,228 | — | 02079K107 |
| CISCO SYS INC | COM | $1.4M | 13,041 | — | 17275R102 |
| NBT BANCORP INC | COM | $1.4M | 27,786 | — | 628778102 |
| COCA COLA CO | COM | $1.4M | 16,134 | — | 191216100 |
| STATE STR SPDR DOW JONES IND | UT SER 1 | $1.4M | 2,685 | — | 78467X109 |
| ISHARES TR | S&P 500 GRWT ETF | $1.3M | 9,091 | — | 464287309 |
| STATE STR SPDR S&P MIDCAP 40 | UTSER1 S&PDCRP | $1.3M | 1,954 | — | 78467Y107 |
| EMERSON ELEC CO | COM | $1.3M | 8,197 | — | 291011104 |
| ISHARES TR | SP SMCP600VL ETF | $1.2M | 9,690 | — | 464287879 |
| INVESCO QQQ TR | UNIT SER 1 | $1.2M | 1,601 | — | 46090E103 |
| VANGUARD INDEX FDS | TOTAL STK MKT | $1.2M | 3,144 | — | 922908769 |
| PROCTER & GAMBLE CO | COM | $1.2M | 7,962 | — | 742718109 |
| ISHARES TR | CORE S&P SCP ETF | $1.2M | 8,471 | — | 464287804 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | $1.1M | 38,998 | — | 808524102 |
| ISHARES TR | RUS 2000 GRW ETF | $1.1M | 3,159 | — | 464287648 |
| VANGUARD INDEX FDS | SMALL CP ETF | $1.1M | 3,890 | — | 922908751 |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | $1.1M | 15,344 | — | 46138E354 |
| BROADSTONE NET LEASE INC | COM | $1.1M | 58,230 | — | 11135E203 |
| ISHARES TR | CORE S&P500 ETF | $1M | 1,360 | — | 464287200 |
| CATERPILLAR INC | COM | $1M | 1,264 | — | 149123101 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | $990.8K | 6,384 | — | 921946406 |
| AMERICAN EXPRESS CO | COM | $986.5K | 3,244 | — | 025816109 |
| ORACLE CORP | COM | $984.9K | 7,173 | — | 68389X105 |
| EATON CORP PLC | SHS | $958.7K | 2,231 | — | G29183103 |
| CHEVRON CORPORATION | COM | $893.8K | 4,377 | — | 166764100 |
| PAYCHEX INC | COM | $893.5K | 9,071 | — | 704326107 |
| INVESCO QQQ TR | UNIT SER 1 | $891.4K | 1,205 | — | 46090E103 |
| ISHARES TR | MSCI EAFE MIN VL | $880.9K | 9,668 | — | 46429B689 |
| ISHARES TR | RUSSELL 2000 ETF | $873.4K | 3,143 | — | 464287655 |
| DISNEY WALT CO | COM | $866.1K | 8,256 | — | 254687106 |
| ISHARES TR | CORE S&P TTL STK | $858K | 5,160 | — | 464287150 |
| GE AEROSPACE | COM NEW | $844.4K | 2,704 | — | 369604301 |
| DEERE & CO | COM | $792.4K | 1,180 | — | 244199105 |
| INTEL CORP | COM | $787.6K | 6,551 | — | 458140100 |
| SELECT SECTOR SPDR TR | ST STR SVC ETF | $776.8K | 7,000 | — | 81369Y852 |
| JPMORGAN CHASE & CO | COM | $776.8K | 2,348 | — | 46625H100 |
| CORNING INC | COM | $768.3K | 4,997 | — | 219350105 |
| AUTOMATIC DATA PROCESSING IN | COM | $756.9K | 2,933 | — | 053015103 |
| ISHARES TR | SELECT DIVID ETF | $753.5K | 4,955 | — | 464287168 |
| PFIZER INC | COM | $721.6K | 25,301 | — | 717081103 |
| BANCO SANTANDER SA | ADR | $719.5K | 52,027 | — | 05964H105 |
| PHILIP MORRIS INTL INC | COM | $717.3K | 3,759 | — | 718172109 |
| ISHARES TR | CORE MSCI EAFE | $716.7K | 7,398 | — | 46432F842 |
| NASDAQ INC | COM | $716.6K | 7,788 | — | 631103108 |
| RTX CORPORATION | COM | $709.6K | 3,822 | — | 75513E101 |
| PEPSICO INC | COM | $700.1K | 5,525 | — | 713448108 |
| THERMO FISHER SCIENTIFIC INC | COM | $691.9K | 1,025 | — | 883556102 |
| SYSCO CORP | COM | $678.3K | 8,700 | — | 871829107 |
| COCA COLA CO | COM | $646.1K | 7,506 | — | 191216100 |
| AT&T INC | COM | $644.4K | 26,408 | — | 00206R102 |
| UNITEDHEALTH GROUP INC | COM | $642.4K | 1,750 | — | 91324P102 |
| DEERE & CO | COM | $642K | 956 | — | 244199105 |
| VERIZON COMMUNICATIONS INC | COM | $633.1K | 13,801 | — | 92343V104 |
| GE VERNOVA INC | COM | $630.2K | 663 | — | 36828A101 |
| AMAZON COM INC | COM | $608.7K | 2,443 | — | 023135106 |
| PFIZER INC | COM | $605.6K | 21,233 | — | 717081103 |
| ALPHABET INC | CAP STK CL A | $600.4K | 1,745 | — | 02079K305 |
| LOWES COS INC | COM | $599.3K | 3,252 | — | 548661107 |
| CATERPILLAR INC | COM | $571.6K | 705 | — | 149123101 |
| HOME DEPOT INC | COM | $570.4K | 2,005 | — | 437076102 |
| MERCK & CO INC | COM | $560.3K | 3,856 | — | 58933Y105 |
| PNC FINL SVCS GROUP INC | COM | $551.9K | 2,483 | — | 693475105 |
| ISHARES TR | SHRT NAT MUN ETF | $544.1K | 5,205 | — | 464288158 |
| VANGUARD INDEX FDS | GROWTH ETF | $542.9K | 6,025 | — | 922908736 |
| ALTRIA GROUP INC | COM | $536K | 7,959 | — | 02209S103 |
| SPDR GOLD TR | GOLD SHS | $527.5K | 1,385 | — | 78463V107 |
| CHEVRON CORPORATION | COM | $513K | 2,512 | — | 166764100 |
| BIOGEN INC | COM | $496.9K | 2,200 | — | 09062X103 |
| PAYCHEX INC | COM | $495.3K | 5,028 | — | 704326107 |
| ISHARES TR | RUS 1000 GRW ETF | $493.4K | 3,939 | — | 464287614 |
| ISHARES TR | S&P 100 ETF | $480.7K | 1,258 | — | 464287101 |
| VERIZON COMMUNICATIONS INC | COM | $475.4K | 10,364 | — | 92343V104 |
| ROYAL BK CDA | COM | $471.8K | 2,400 | — | 780087102 |
| ISHARES INC | CORE MSCI EMKT | $469.8K | 5,789 | — | 46434G103 |
| ISHARES TR | RUS TOP 200 ETF | $466.3K | 2,452 | — | 464289446 |
| BANK OF AMER CORP | COM | $465.1K | 8,545 | — | 060505104 |
| INTERNATIONAL BUSINESS MACHS | COM | $464.7K | 2,113 | — | 459200101 |
| GLOBAL X FDS | S&P 500 CATHOLIC | $456.8K | 5,038 | — | 37954Y889 |
| ALTRIA GROUP INC | COM | $452.9K | 6,726 | — | 02209S103 |
| GOLDMAN SACHS GROUP INC | COM | $450.2K | 500 | — | 38141G104 |
| COSTCO WHOLESALE CORPORATION | COM | $447K | 491 | — | 22160K105 |
| TESLA INC | COM | $444.9K | 1,254 | — | 88160R101 |
| VANGUARD INDEX FDS | VALUE ETF | $441.9K | 2,045 | — | 922908744 |
| THERMO FISHER SCIENTIFIC INC | COM | $438.8K | 650 | — | 883556102 |
| NBT BANCORP INC | COM | $435.2K | 8,676 | — | 628778102 |
| CONSTELLATION BRANDS INC | CL A | $423.4K | 3,745 | — | 21036P108 |
| AIR PRODUCTS AND CHEMICALS I | COM | $417.3K | 1,500 | — | 009158106 |
| ILLINOIS TOOL WKS INC | COM | $414.7K | 1,612 | — | 452308109 |
| ALPHABET INC | CAP STK CL C | $408.9K | 1,200 | — | 02079K107 |
| ISHARES TR | TRUST ISHARE 0-1 | $400K | 3,626 | — | 464288679 |
| QUALCOMM INC | COM | $395.7K | 2,150 | — | 747525103 |
| VANGUARD INDEX FDS | MID CAP ETF | $390.2K | 4,976 | — | 922908629 |
| NVIDIA CORPORATION | COM | $382.5K | 1,675 | — | 67066G104 |
| GE AEROSPACE | COM NEW | $374.4K | 1,199 | — | 369604301 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | $371.9K | 4,149 | — | 922908553 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | $368.1K | 807 | — | 874039100 |
| AMERICAN EXPRESS CO | COM | $364.3K | 1,198 | — | 025816109 |
| HOWMET AEROSPACE INC | COM | $361.9K | 1,600 | — | 443201108 |
| 3M CO | COM | $356.7K | 2,173 | — | 88579Y101 |
| TJX COS INC NEW | COM | $356K | 2,691 | — | 872540109 |
| CLOROX CO DEL | COM | $349.4K | 4,313 | — | 189054109 |
| GILEAD SCIENCES INC | COM | $333.3K | 2,236 | — | 375558103 |
| HONEYWELL INTL INC | COM | $329.3K | 1,561 | — | 438516205 |
| GENERAL AMERN INVS CO INC | COM | $323.7K | 5,103 | — | 368802104 |
| PHILLIPS 66 | COM | $317.6K | 1,244 | — | 718546104 |
| CVS HEALTH CORP | COM | $317.1K | 3,700 | — | 126650100 |
Values are shown exactly as filed. Before 2023 managers reported in thousands of dollars and afterwards in whole dollars; the reporting unit is not always determinable from the document, so nothing is converted automatically.
Source: U.S. Securities and Exchange Commission, Form 13F · as of 2026-10-05