Hercules Capital, Inc.

Holding change · SEC EDGAR

This page reproduces a recorded source event. It is not a live quote, forecast, recommendation or legal conclusion.

Event type

insider.holding_change

Occurred

2026-07-09

Reported

2026-07-13

Disclosure lag

4 days

Context

links are based on the recorded entity type

Field	Recorded value
Entity	Hercules Capital, Inc.
Source	SEC EDGAR ↗
News section	companies
Source identifier	0001902313-26-000006
Source-linked related entities	botelho-kiersten-zaza-1902313 · person
Event ID	#2197

Related recorded events

same canonical or source-linked entity relations

Reported	Type	Event	Source
2026-09-17	New filing	Event #1140178	SEC EDGAR
2026-07-30	New filing	Event #170316	SEC EDGAR
2026-07-30	New filing	Event #169839	SEC EDGAR
2026-07-24	New filing	Event #19092	SEC EDGAR
2026-07-21	New filing	Event #20555	SEC EDGAR
2026-07-13	Holding change	Event #2196	SEC EDGAR
2026-07-13	Holding change	Event #2190	SEC EDGAR
2026-07-13	Holding change	Event #2189	SEC EDGAR

Recorded payload

JSON payload as stored after parsing

{
  "accession": "0001902313-26-000006",
  "acquired_disposed": "D",
  "code": "F",
  "direct_or_indirect": "D",
  "form": "4",
  "is_derivative": false,
  "issuer_name": "Hercules Capital, Inc.",
  "label": "Shares withheld for tax",
  "person_name": "Botelho Kiersten Zaza",
  "price": 15.69,
  "role": "Chief Legal Officer & CCO",
  "security": "Common Stock",
  "shares": 1018,
  "shares_owned_after": 89388,
  "source_path": "edgar/data/1902313/0001902313-26-000006.txt",
  "ticker": "HTGC",
  "value": 15972.42
}

Evidence-based analysis

facts, provenance and explicit model coverage

Descriptive evidence from the stored source record; it is not advice, a forecast or a legal conclusion.

Dimension	Status / value	Method or boundary
What happened	not_covered	The source record has no short title or summary.
When	source_backed · reported 2026-07-13	Occurred 2026-07-09. Source-record timestamps; no timezone or event time is inferred.
Affected entities	resolved · Hercules Capital, Inc. · 1 related	Canonical primary entity and stored related_entity_ids only.
Event classification	insider · insider.holding_change	canonical event type plus source-provided category; no sentiment or impact is inferred
Entity linking	resolved	Canonical entity resolved during ingestion
Deduplication	applied	unique source event key at ingestion
Source trust	high · terms allowed	Source registry metadata
Sentiment	not_covered	No sentiment model output is published for this record.
Market reaction	not_covered	Requires licensed quote, candle and volume observations for the affected instrument.
Historical analogs	not_covered	Requires an audited event-cluster corpus and matching methodology.
Impact mechanism	not_covered	No causal market-impact model is published for this record.
Related risks	not_covered	Risk implications require an audited instrument/entity exposure model.
Instrument linkage	not_covered	No instrument relation is inferred from an entity event; licensed instrument mapping is required.

Source: Open recorded SEC filing

Source: SEC EDGAR · as of 2026-07-13T00:00:00Z